William Maccarter Sims
Professional Summary
William Maccarter Sims, who also goes by Carter Sims, is a registered financial advisor currently at PINE DISTRIBUTORS LLC located in Overland Park, Kansas. William is registered as a RR (Registered Representative) and started their career in finance in 1986. William has worked at 11 firms and has passed the Series 63, SIE, Series 7, Series 6, Series 24 and Series 26 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Carter Sims
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Videos & Posts
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Contact Information
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Disclosures on record.
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Years of Experience
40 years registered in the securities industry
Current & Past Employments
Current
Past
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Current Firm
PINE DISTRIBUTORS LLC
Contact Information
Main Address
501 S. Cherry Street Suite 610, Denver, CO 80246Mailing Address
501 S. Cherry Street Suite 610, Denver, CO 80246Phone Number
(720) 651-8092Established
Delaware since 08/30/2022Firm Type
Limited Liability CompanyFiscal Year End
DecemberFirm Size
SmallFINRA licenses (53 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Documents
Direct owners and executive officers
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
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Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 6 — Investment Company Products/Variable Contracts Representative Examination
Passed Jul 1986About the Series 6 examSeries 26 — Investment Company Products/Variable Contracts Principal Examination
Passed Feb 2005About the Series 26 examSRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view William Maccarter Sims's CRS (Customer Relationship Summary).
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