EB
Eugene B. Bodo
JANNEY MONTGOMERY SCOTT LLC
Bryn Mawr, PA 19010
Some features on this profile are disabled
CRD#: 1515728
EB
Professional summary
Eugene Bonniwell Bodo, who also goes by Eugene Boniwell Bodo, Gene Bodo, is a registered financial professional currently at JANNEY MONTGOMERY SCOTT LLC located in Bryn Mawr, Pennsylvania.
Eugene is registered as a RR (Registered Representative) and started their career in finance in 1986. Eugene has worked at 7 firms and has passed the Series 63, Series 57TO, SIE, Series 55, Series 7, Series 24 and Series 4 exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
Eugene Boniwell Bodo | Gene Bodo
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - BD
Click below to view Eugene Bonniwell Bodo's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
August 9, 2022 - Present
JANNEY MONTGOMERY SCOTT LLC
Office #1: 40 Morris Avenue Suite 200, Bryn Mawr, PA 19010RIA
BD
CRD#: 463
Bryn Mawr, PA
Past
June 23, 2008 - August 8, 2022
BOENNING & SCATTERGOOD, INC.
BD
CRD#: 100
WEST CONSHOHOCKEN, PA
Past
May 18, 2000 - June 25, 2008
FERRIS, BAKER WATTS, LLC
BD
CRD#: 285
BALTIMORE, MD
Past
January 20, 1999 - April 12, 2000
TUCKER ANTHONY INCORPORATED
BD
CRD#: 837
BOSTON, MA
Past
January 31, 1991 - January 22, 1999
HOPPER SOLIDAY & CO., INC.
BD
CRD#: 20838
LANCASTER, PA
Past
May 1, 1989 - June 25, 1991
W.H. NEWBOLD'S SON & CO., INC.
BD
CRD#: 7575
Past
September 29, 1986 - May 1, 1989
HOPPER SOLIDAY & CO., INC.
BD
CRD#: 409
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
JANNEY MONTGOMERY SCOTT LLC
JANNEY MONTGOMERY SCOTT INC. | PARKER/HUNTER ASSET MANAGEMENT | JANNEY MONTGOMERY SCOTT LLC
CRD#: 463 / SEC#: 801-7258, 8-462
RIA
Registered Investment Advisory firm - SEC (3/8/1971 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(8/9/2022)
RR
Arkansas(8/9/2022)
RR
California(8/9/2022)
RR
Colorado(8/9/2022)
RR
Connecticut(8/9/2022)
RR
Delaware(8/9/2022)
RR
Florida(8/9/2022)
RR
Georgia(8/9/2022)
RR
Idaho(8/9/2022)
RR
Illinois(8/9/2022)
RR
Indiana(8/9/2022)
RR
Kentucky(10/2/2025)
RR
Maryland(8/9/2022)
RR
Massachusetts(8/9/2022)
RR
Michigan(8/9/2022)
RR
Minnesota(8/9/2022)
RR
Mississippi(8/9/2022)
RR
Missouri(8/9/2022)
RR
Nevada(8/9/2022)
RR
New Hampshire(8/9/2022)
RR
New Jersey(8/9/2022)
RR
New York(8/9/2022)
RR
North Carolina(8/9/2022)
RR
Ohio(8/9/2022)
RR
Oklahoma(8/9/2022)
RR
Pennsylvania(8/9/2022)
RR
South Carolina(8/9/2022)
RR
South Dakota(5/28/2024)
RR
Tennessee(8/28/2024)
RR
Texas(8/9/2022)
RR
Utah(8/9/2022)
RR
Virginia(8/9/2022)
RR
Washington(8/9/2022)
RR
West Virginia(8/9/2022)
RR
Wisconsin(11/18/2022)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 57TO
Date: 1/2/2023
Securities Trader ExamGeneral Industry/Product Exam
General Industry/Product Exam
RR
Series 55
Date: 10/5/1999
Limited Representative-Equity Trader ExamGeneral Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
SRO Registrations
RR
Nasdaq Stock Market
SRO Registrations
RR
New York Stock Exchange
Current Firm
JANNEY MONTGOMERY SCOTT LLC
JANNEY MONTGOMERY SCOTT INC. | PARKER/HUNTER ASSET MANAGEMENT | JANNEY MONTGOMERY SCOTT LLC
CRD#: 463 / SEC#: 801-7258, 8-462
RIA
Registered Investment Advisory firm - SEC (3/8/1971 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)
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Contact information
Main Address
1717 Arch Street, Philadelphia, PA 19103
Mailing Address
1717 Arch Street, Philadelphia, PA 19103
Phone number
(215) 665-6000
Established
Delaware since 08/27/1999
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Large
# of Employees
2,375
SEC notice filing (53 States and Territories)
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| JUNE PURCHASER LLC | OWNER | |
| CULLEY, JOSEPH DAVID | BANKING PRINCIPAL (BP) | 4275987 |
| DOWNEY, DANEEN ELIZABETH | DEPUTY GENERAL COUNSEL | 4758790 |
| FUSCO, CHRISTOPHER | ROSFP | 5858082 |
| HALL, CAROLINE KATHRYNE | CHIEF COMPLIANCE OFFICER | 6342772 |
| HRICKO, MICHAEL J | CHIEF FINANCIAL OFFICER | 4509746 |
| LEMPA, JESSICA ELLEN | IA CCO | 5276453 |
| MCSHEA, GREGORY BURNS | GENERAL COUNSEL | 2870963 |
| MILLER, ANTHONY MATTHEW | DIRECTOR, PRESIDENT AND CEO | 4597116 |
| MULLAN, DAVID MICHAEL | PRINCIPAL OPERATIONS OFFICER | 2739186 |
| REED, KEVIN JUDE | EXECUTIVE OFFICER | 2105832 |
| RIGGI, BRETT STEPHAN | CHIEF OPERATING OFFICER | 4462496 |
Regulatory assets under management
| Total Number of Accounts | 239,256 |
| AUM (Assets Under Management) | $ 100,795,564,390 |
Disclosures
| Regulatory Event | 54 |
| Arbitration | 66 |
| Bond | 1 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 11/07/2025 | ||
| 03/21/2025 | ||
| 10/09/2024 | ||
| 10/26/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
