Jeffrey C. Busbee

BUSBEE WEALTH ADVISORS LLC

Cedar Rapids, IA 52402

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CRD#: 1515579

Professional summary

Jeffrey Charles Busbee, CFP® is a registered financial advisor currently at BUSBEE WEALTH ADVISORS LLC located in Cedar Rapids, Iowa.

Jeffrey is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1986. Jeffrey has worked at 6 firms and has passed the Series 63, SIE, Series 7, Series 62, Series 22 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Name: BUSBEE WEALTH STRATEGIES LLC, INVEST RELATED: Yes; Address: CEDAR RAPIDS, IA Nature: Insurance Position: OWNER; Title: Insurance Agent Start: 08/2017 Hours: 40 during securities trading: 20 Duties: Insurance sales and service

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jeffrey Charles Busbee's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2001

Experience

Current

October 27, 2022 - Present

BUSBEE WEALTH ADVISORS LLC

Office #1: 1918 St. Andrews Ct. Ne, Cedar Rapids, IA 52402

RIA

CRD#: 305784

Cedar Rapids, IA

Past

August 17, 2018 - October 26, 2022

HARBOUR INVESTMENTS, INC.

RIA

CRD#: 19258

Cedar Rapids, IA

Past

August 17, 2018 - October 26, 2022

HARBOUR INVESTMENTS, INC.

CRD#: 19258

Cedar Rapids, IA

Past

September 30, 2002 - September 10, 2018

SECURIAN FINANCIAL SERVICES, INC.

RIA

CRD#: 15296

HIAWATHA, IA

Past

January 18, 1999 - January 30, 2006

CAULDWELL FINANCIAL GROUP INC

RIA

CRD#: 106871

HIAWATHA, IA

Past

January 22, 1991 - September 10, 2018

SECURIAN FINANCIAL SERVICES, INC.

CRD#: 15296

HIAWATHA, IA

Past

September 21, 1988 - April 7, 1994

CRI SECURITIES, LLC

CRD#: 22589

ST. PAUL, MN

Past

July 24, 1986 - September 21, 1988

CONSOLIDATED RESOURCES, INC.

CRD#: 13747

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Iowa
(10/27/2022)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 8/22/1986

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 3/2/2006

General Securities Representative Examination

General Industry/Product Exam

Series 62

Date: 6/13/1997

Corporate Securities Limited Representative Examination

General Industry/Product Exam

Series 22

Date: 8/28/1986

Direct Participation Programs Representative Examination

General Industry/Product Exam

Series 6

Date: 7/23/1986

Investment Company Products/Variable Contracts Representative Examination

Current Firm

BUSBEE WEALTH ADVISORS LLC

CRD#: 305784 / SEC#:

Iowa

Registered Investment Advisory firm - (10/26/2022 Approved)

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Contact information

Main Address

1918 St. Andrews Ct. Ne, Cedar Rapids, IA 52402

Mailing Address

Phone number

(319) 777-0808

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	203
AUM (Assets Under Management)	$ 37,853,355

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Jeffrey C. Busbee

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jeffrey Charles Busbee's CRS (Customer Relationship Summary).

Certified licenses

Experience

HARBOUR INVESTMENTS, INC.

HARBOUR INVESTMENTS, INC.

SECURIAN FINANCIAL SERVICES, INC.

CAULDWELL FINANCIAL GROUP INC

SECURIAN FINANCIAL SERVICES, INC.

CRI SECURITIES, LLC

CONSOLIDATED RESOURCES, INC.

State Registrations and Notice Filings

Exams

Series 63

Date: 8/22/1986

SIE

Date: 10/1/2018

Series 7

Date: 3/2/2006

Series 62

Date: 6/13/1997

Series 22

Date: 8/28/1986

Series 6

Date: 7/23/1986

Current Firm

BUSBEE WEALTH ADVISORS LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

BUSBEE WEALTH ADVISORS LLC

TRUST BUT VERIFY

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