Jon S. Sablowsky
Professional summary
Jon Scott Sablowsky is a registered financial professional currently at BROWNSTONE INVESTMENT GROUP, LLC located in New York, New York.
Jon is registered as a RR (Registered Representative) and started their career in finance in 1986. Jon has worked at 5 firms and has passed the Series 63, Series 52TO, Series 99TO, Series 57TO, Series 72, SIE, Series 55, Series 7, Series 53 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Jon Scott Sablowsky's CRS (Customer Relationship Summary).
Certified licenses
Experience
September 17, 2004 - Present
BROWNSTONE INVESTMENT GROUP, LLC
Office #1: 505 Fifth Avenue 10th Floor, New York, NY 10017March 4, 2004 - September 23, 2004
BGC FINANCIAL, L.P.
August 14, 2000 - March 29, 2004
GOLDMAN SACHS EXECUTION & CLEARING, L.P.
October 25, 1996 - August 10, 2000
PERSHING LLC
July 13, 1986 - September 30, 1996
GRUNTAL & CO., L.L.C.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(11/21/2005)
(5/19/2020)
(1/30/2008)
(12/13/2022)
(1/31/2008)
(1/30/2008)
(5/28/2020)
(9/17/2004)
(9/17/2004)
(1/14/2016)
(6/11/2012)
Exams
Series 52TO
Date: 9/25/2025
Municipal Securities Representative ExaminationSeries 99TO
Date: 1/2/2023
Operations Professional ExaminationSeries 57TO
Date: 1/2/2023
Securities Trader ExamSeries 72
Date: 1/2/2023
Government Securities Representative ExaminationSeries 55
Date: 9/27/1999
Limited Representative-Equity Trader ExamFINRA
Nasdaq Stock Market
New York Stock Exchange
Current Firm
BROWNSTONE INVESTMENT GROUP, LLC
CRD#: 43884 / SEC#: , 8-50460
Contact information
FINRA licenses (18 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| BROWNSTONE INVESTMENT OPPORTUNITIES, LLC | SOLE MEMBER | |
| BARTMESS, JOANNE CHRISTINE | FINANCIAL AND OPERATIONS PRINCIPAL (01/1998), CHIEF FINANCIAL OFFICER (10/2009), PFO & POO (10/18) | 2922047 |
| HUNTER, MICHELLE HALLA | CHIEF COMPLIANCE OFFICER | 2689083 |
| LOWEY, DOUGLAS BENNETT | MANAGER, PRESIDENT, CHIEF EXECUTIVE OFFICER | 1932929 |
| SABLOWSKY, JON SCOTT | CHIEF OPERATING OFFICER | 1515334 |
Red Flags
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