DS
David Skolnik
NORTHERN TRUST SECURITIES
NEW YORK, NY 10022
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CRD#: 1515100
DS
David SkolnikNORTHERN TRUST SECURITIES
Professional summary
David Skolnik, who also goes by David Keith Skolnik, David Skolnik, is a registered financial advisor currently at NORTHERN TRUST SECURITIES, INC. located in New York, New York.
David is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1990. David has worked at 22 firms and has passed the Series 65, Series 63, Series 52TO, SIE, Series 7, Series 3, Series 10, Series 4 and Series 24 exams.
Aliases
David Keith Skolnik | David Skolnik
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view David Skolnik's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view David Skolnik's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
July 7, 2026 - Present
NORTHERN TRUST SECURITIES, INC.
Office #1: 390 Park Avenue Lever House 2nd Floor, New York, NY, 10022Office #2: 301 Tresser Boulevard 14th Floor, Stamford, CT 06901RIA
BD
CRD#: 7927
NEW YORK, NY
Current
July 7, 2026 - Present
NORTHERN TRUST SECURITIES, INC.
Office #1: 390 Park Avenue Lever House 2nd Floor, New York, NY, 10022Office #2: 301 Tresser Boulevard 14th Floor, Stamford, CT 06901RIA
BD
CRD#: 7927
NEW YORK, NY
Past
March 31, 2025 - July 10, 2026
STRATEGIC ADVISERS LLC
RIA
CRD#: 104555
NANUET, NY
Past
May 16, 2023 - March 31, 2025
FIDELITY PERSONAL AND WORKPLACE ADVISORS
RIA
CRD#: 288590
NANUET, NY
Past
May 5, 2023 - July 10, 2026
FIDELITY BROKERAGE SERVICES LLC
BD
CRD#: 7784
NANUET, NY
Past
February 19, 2020 - March 16, 2023
CITIZENS SECURITIES, INC.
BD
CRD#: 39550
YONKERS, NY
Past
February 14, 2020 - March 16, 2023
CITIZENS SECURITIES, INC.
RIA
CRD#: 39550
YONKERS, NY
Past
December 26, 2017 - March 26, 2019
THE HUNTINGTON INVESTMENT COMPANY
RIA
CRD#: 16986
WARREN, MI
Past
December 20, 2017 - March 26, 2019
THE HUNTINGTON INVESTMENT COMPANY
BD
CRD#: 16986
WARREN, MI
Past
April 22, 2016 - February 16, 2017
RETIREONE INVESTMENT SERVICES, LLC
BD
CRD#: 269923
PARAMUS, NJ
Past
May 13, 2015 - February 16, 2017
EDELMAN FINANCIAL SERVICES, LLC
RIA
CRD#: 113299
PARAMUS, NJ
Past
May 11, 2015 - April 22, 2016
SANDERS MORRIS LLC
BD
CRD#: 20580
PARAMUS, NJ
Past
January 22, 2015 - April 28, 2015
ALLSTATE FINANCIAL ADVISORS, LLC
RIA
CRD#: 109524
NUTLEY, NJ
Past
January 21, 2015 - April 28, 2015
ALLSTATE FINANCIAL SERVICES, LLC
BD
CRD#: 18272
NUTLEY, NJ
Past
August 20, 2004 - August 2, 2013
COMERICA SECURITIES
RIA
CRD#: 17079
BIRMINGHAM, MI
Past
August 20, 2004 - August 2, 2013
COMERICA SECURITIES
BD
CRD#: 17079
SAN JOSE, CA
Past
October 1, 2003 - August 3, 2004
NATIONWIDE INVESTMENT SERVICES CORPORATION
BD
CRD#: 7110
COLUMBUS, OH
Past
July 3, 2002 - October 28, 2002
WELLS FARGO INVESTMENT SERVICES, LLC
BD
CRD#: 43882
SEATTLE, WA
Past
August 31, 2001 - July 31, 2003
WELLS FARGO INVESTMENTS, LLC
RIA
CRD#: 10582
SAN FRANCISCO, CA
Past
December 13, 2000 - July 31, 2003
WELLS FARGO INVESTMENTS, LLC
BD
CRD#: 10582
SAN FRANCISCO, CA
Past
June 29, 2000 - December 13, 2000
WELLS FARGO BROKERAGE SERVICES, L.L.C.
BD
CRD#: 16100
MINNEAPOLIS, MN
Past
April 21, 1999 - May 2, 2001
WELLS FARGO SECURITIES INC.
BD
CRD#: 17438
SAN FRANCISCO, CA
Past
December 14, 1998 - April 1, 1999
LPL FINANCIAL LLC
BD
CRD#: 6413
FORT MILL, SC
Past
March 28, 1995 - December 11, 1998
WELLS FARGO SECURITIES INC.
BD
CRD#: 17438
SAN FRANCISCO, CA
Past
March 15, 1993 - March 24, 1995
GLEACHER & COMPANY SECURITIES, INC.
BD
CRD#: 298
NEW YORK, NY
Past
June 1, 1992 - March 22, 1993
CITICORP INVESTMENT SERVICES
BD
CRD#: 23988
LONG ISLAND CITY, NY
Past
November 13, 1990 - June 1, 1992
CITICORP FINANCIAL SERVICES,INC.
BD
CRD#: 14675
Past
February 16, 1990 - March 16, 1990
MORGAN STANLEY DW INC.
BD
CRD#: 7556
PURCHASE, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
NORTHERN TRUST SECURITIES, INC.
JEROME HICKEY ASSOCIATES, INC. | NORTHERN TRUST SECURITIES, INC. | NORTHERN TRUST SECURITIES, INC | NORTHERN TRUST BROKERAGE, INC.
CRD#: 7927 / SEC#: 801-80781, 8-23689
RIA
Registered Investment Advisory firm - SEC (1/2/2015 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(7/7/2026)
IAR
Alabama(7/8/2026)
RR
Alaska(7/7/2026)
IAR
Alaska(7/8/2026)
RR
Arizona(7/7/2026)
RR
Arkansas(7/7/2026)
IAR
Arkansas(7/8/2026)
RR
California(7/7/2026)
IAR
California(7/8/2026)
RR
Colorado(7/7/2026)
IAR
Colorado(7/8/2026)
RR
Connecticut(7/7/2026)
IAR
Connecticut(7/8/2026)
RR
Delaware(7/7/2026)
IAR
Delaware(7/8/2026)
RR
District of Columbia(7/7/2026)
RR
Florida(7/7/2026)
IAR
Florida(7/8/2026)
RR
Georgia(7/7/2026)
IAR
Georgia(7/8/2026)
RR
Hawaii(7/7/2026)
IAR
Hawaii(7/8/2026)
RR
Idaho(7/7/2026)
IAR
Idaho(7/8/2026)
RR
Illinois(7/7/2026)
RR
Indiana(7/7/2026)
IAR
Indiana(7/8/2026)
RR
Iowa(7/7/2026)
IAR
Iowa(7/8/2026)
RR
Kansas(7/7/2026)
IAR
Kansas(7/8/2026)
RR
Kentucky(7/7/2026)
RR
Louisiana(7/7/2026)
IAR
Louisiana(7/8/2026)
RR
Maine(7/7/2026)
IAR
Maine(7/9/2026)
RR
Maryland(7/7/2026)
RR
Massachusetts(7/7/2026)
RR
Michigan(7/7/2026)
IAR
Michigan(7/9/2026)
RR
Minnesota(7/7/2026)
RR
Mississippi(7/7/2026)
RR
Missouri(7/7/2026)
RR
Montana(7/7/2026)
IAR
Montana(7/8/2026)
RR
Nebraska(7/7/2026)
RR
Nevada(7/7/2026)
IAR
Nevada(7/8/2026)
RR
New Hampshire(7/7/2026)
IAR
New Hampshire(7/8/2026)
RR
New Jersey(7/7/2026)
IAR
New Jersey(7/8/2026)
RR
New Mexico(7/7/2026)
IAR
New Mexico(7/8/2026)
RR
New York(7/7/2026)
IAR
New York(7/7/2026)
RR
North Carolina(7/7/2026)
RR
North Dakota(7/7/2026)
IAR
North Dakota(7/9/2026)
RR
Ohio(7/8/2026)
IAR
Ohio(7/8/2026)
RR
Oklahoma(7/7/2026)
IAR
Oklahoma(7/8/2026)
RR
Oregon(7/7/2026)
IAR
Oregon(7/8/2026)
RR
Pennsylvania(7/7/2026)
IAR
Pennsylvania(7/10/2026)
RR
Puerto Rico(7/7/2026)
RR
Rhode Island(7/7/2026)
IAR
Rhode Island(7/8/2026)
RR
South Carolina(7/7/2026)
IAR
South Carolina(7/10/2026)
RR
Tennessee(7/7/2026)
RR
Texas(7/7/2026)
IAR
Texas(7/8/2026)
RR
Utah(7/7/2026)
IAR
Utah(7/8/2026)
RR
Vermont(7/7/2026)
IAR
Vermont(7/8/2026)
RR
Virgin Islands(7/7/2026)
IAR
Virgin Islands(7/9/2026)
RR
Virginia(7/7/2026)
IAR
Virginia(7/8/2026)
RR
Washington(7/7/2026)
IAR
Washington(7/8/2026)
RR
West Virginia(7/7/2026)
RR
Wisconsin(7/7/2026)
IAR
Wisconsin(7/8/2026)
RR
Wyoming(7/7/2026)
IAR
Wyoming(7/9/2026)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 52TO
Date: 1/2/2023
Municipal Securities Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
NORTHERN TRUST SECURITIES, INC.
JEROME HICKEY ASSOCIATES, INC. | NORTHERN TRUST SECURITIES, INC. | NORTHERN TRUST SECURITIES, INC | NORTHERN TRUST BROKERAGE, INC.
CRD#: 7927 / SEC#: 801-80781, 8-23689
RIA
Registered Investment Advisory firm - SEC (1/2/2015 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)
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Contact information
Main Address
333 S. Wabash Avenue 34th Floor, Chicago, IL 60604
Mailing Address
333 S. Wabash Avenue, Chicago, IL 60604
Phone number
(312) 557-2000
Established
Delaware since 04/05/1979
Firm type
Corporation
Fiscal year end
December
Firm Size
Medium
# of Employees
76
SEC notice filing (52 States and Territories)
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| NORTHERN TRUST CORPORATION | SHAREHOLDER | |
| BLOWERS, DAVID CHARLES | DIRECTOR | 4377133 |
| BURNS, RYAN DOUGLAS | DIRECTOR | 7427168 |
| CARBERRY, CRAIG RICHARD | SECRETARY | 2075889 |
| CHAPPELL, DARLENE | MLRO (ANTI-MONEY LAUNDERING OFFICER) | 8158928 |
| CHERRY, JON VINCENT | DIRECTOR | 4255568 |
| CHERRY, JON VINCENT | PRESIDENT | 4255568 |
| DEVITA, DINO ANTHONY | DIRECTOR | 3022063 |
| PECCATIELLO, ANTHONY JOSEPH | CHIEF FINANCIAL OFFICER | 5716365 |
| PECCATIELLO, ANTHONY JOSEPH | CHIEF OPERATIONS OFFICER | 5716365 |
| PICKETT, MELANIE ZAIRIS | DIRECTOR | 3256748 |
| THOMAS, SUNITHA CHERIAN | DIRECTOR | 7881171 |
| THORNTON, MITCHELL BLAIR | DIRECTOR | 2515299 |
| WILLIAMS, AMANDA TAWNEY | CHIEF COMPLIANCE OFFICER | 4195897 |
Regulatory assets under management
| Total Number of Accounts | 2,283 |
| AUM (Assets Under Management) | $ 1,276,929,981 |
Disclosures
| Regulatory Event | 8 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 08/21/2025 | ||
| 09/25/2024 | ||
| 08/23/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
