DR
Dean M. Rubsamen
STATE FARM INVESTMENT MANAGEMENT
South Jordan, UT 84095
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CRD#: 1514944
DR
Professional summary
Dean Michael Rubsamen, ChFC®, CLU® is a registered financial advisor currently at STATE FARM INVESTMENT MANAGEMENT CORP. located in South Jordan, Utah and STATE FARM VP MANAGEMENT CORP. located in West Jordan, Utah.
Dean is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1986. Dean has worked at 5 firms and has passed the Series 63, Series 7, Series 6, Series 51 and Series 26 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) Real Estate Agent; non-investment-related; 820 E Pontiac Dr, Salt Lake City, UT 84107; Ability to participate in the purchase/sale/development of residential or commercial property; Independent Contractor; 3/1/2021; 1; 0; Initially just interested in participating in the commission for the purchase of my primary residence and buying rental dwelling properties. 2) Dean Rubsamen's Insurance Agency; Insurance Agency; Investment-related; 5642 W 7800 S Ste 102 West Jordan, UT 84081-5413; Insurance (State Farm Mutual Automobile Insurance Company and its affiliates); Owner; Agent; 07/01/2019; 80; 80; Service customers and supervise employees
CRS (Client Relationship Summary) - RIA
Click below to view Dean Michael Rubsamen's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
Experience
Current
January 22, 2021 - Present
STATE FARM INVESTMENT MANAGEMENT CORP.
Office #1: 5642 W. 7800 South Ste. 102, South Jordan, UT 84095RIA
CRD#: 3487
South Jordan, UT
Current
November 27, 2019 - Present
STATE FARM VP MANAGEMENT CORP.
Office #1: 5642 W 7800 S Ste 102, West Jordan, UT 84081BD
CRD#: 43036
West Jordan, UT
Past
December 20, 2001 - June 19, 2015
STATE FARM VP MANAGEMENT CORP.
BD
CRD#: 43036
ALLEN, TX
Past
July 20, 2000 - May 22, 2001
MACKEN SECURITIES, INC.
BD
CRD#: 13390
ROSEVILLE, CA
Past
November 29, 1994 - April 3, 2000
FIDELITY BROKERAGE SERVICES LLC
BD
CRD#: 7784
SMITHFIELD, RI
Past
October 5, 1987 - November 18, 1994
FIDELITY DISTRIBUTORS CORPORATION
BD
CRD#: 6848
Past
March 24, 1987 - June 17, 1987
FIDELITY BROKERAGE SERVICES LLC
BD
CRD#: 7784
Past
August 26, 1986 - November 18, 1994
FIDELITY DISTRIBUTORS CORPORATION
BD
CRD#: 6848
SMITHFIELD, RI
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
STATE FARM INVESTMENT MANAGEMENT CORP.
STATE FARM INVESTMENT MANAGEMENT | STATE FARM INVESTMENT MANAGEMENT CORP.
CRD#: 3487 / SEC#: 801-8184, 8-13379
RIA
Registered Investment Advisory firm - SEC (12/14/1971 Approved)BD
Terminated by SEC on 06/30/2001
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(8/4/2020)
IAR
Arizona(2/8/2021)
RR
Colorado(7/22/2020)
IAR
Colorado(1/22/2021)
RR
Idaho(8/5/2020)
IAR
Idaho(1/22/2021)
RR
Missouri(9/11/2020)
IAR
Missouri(9/16/2024)
RR
Nevada(8/4/2020)
IAR
Nevada(2/3/2021)
RR
Texas(8/10/2020)
IAR
Texas(9/16/2024)
RR
Utah(12/3/2019)
IAR
Utah(1/25/2021)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
STATE FARM INVESTMENT MANAGEMENT CORP.
STATE FARM INVESTMENT MANAGEMENT | STATE FARM INVESTMENT MANAGEMENT CORP.
CRD#: 3487 / SEC#: 801-8184, 8-13379
RIA
Registered Investment Advisory firm - SEC (12/14/1971 Approved)BD
Terminated by SEC on 06/30/2001
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Contact information
Main Address
One State Farm Plaza B-2, Bloomington, IL 61710-0001
Mailing Address
Phone number
(800) 447-0740
Established
Delaware since 12/09/1966
Firm type
Corporation
Fiscal year end
November
# of Employees
150
SEC notice filing (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| STATE FARM MUTUAL AUTOMOBILE INSURANCE COMPANY | OWNER | |
| CHEVALIER, JEREL SAM | ASSISTANT SECRETARY-TREASURER | 2209892 |
| GRIMES, DAVID ROY | VICE PRESIDENT & SECRETARY | 1432710 |
| GRIZZLE, DAVID RAY | ASSISTANT SECRETARY/TREASURER | 4084087 |
| HORTON, STEPHEN LOWELL | ASSISTANT SECRETARY | 3124493 |
| JAYNES, DONALD ONEIL | ASSISTANT SECRETARY | 3124497 |
| JOSLIN, ROGER SCOTT | DIRECTOR, VICE PRESIDENT & TREASURER | 262350 |
| KILLIAN, JOHN JOSEPH | DIRECTOR | 2614915 |
| MOORE, DAVID MICHAEL | ASSISTANT SECRETARY | 2876793 |
| MOSER, KURT GEORGE | DIRECTOR & SENIOR VICE PRESIDENT | 2065254 |
| RUST, EDWARD BARRY JR | DIRECTOR AND PRESIDENT | 1450795 |
| THOMAS, HOWARD ANDREW | ASSISTANT SECRETARY-TREASURER | 3150520 |
| TIPSORD, MICHAEL LEON | ASSISTANT SECRETARY | 1943922 |
| TROSINO, VINCENT JOSEPH | DIRECTOR | 1780681 |
Regulatory assets under management
| Total Number of Accounts | 38 |
| AUM (Assets Under Management) | $ 11,294,815,444 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
