Gordon F. Stofer
Professional summary
Gordon Fairchild Stofer JR, who also goes by Gordon F Stofer Jr, Gordon Fairchild Stofer, is a registered financial professional currently at CHERRY TREE & ASSOCIATES, LLC located in Minnetonka, Minnesota.
Gordon is registered as a RR (Registered Representative) and started their career in finance in 1995. Gordon has worked at 3 firms and has passed the Series 63, Series 99TO, Series 79TO, SIE, Series 7, Series 62 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Gordon Fairchild Stofer JR's CRS (Customer Relationship Summary).
Certified licenses
Experience
November 21, 2001 - Present
CHERRY TREE & ASSOCIATES, LLC
Office #1: 301 Carlson Parkway Suite103, Minnetonka, MN 55305Office #2: 301 Carlson Parkway Suite103, Minnetonka, MN 55305September 15, 1997 - November 28, 2001
TRIPLETREE, LLC
March 17, 1995 - August 16, 1995
CHERRY TREE SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(3/5/2003)
(10/27/2015)
(3/19/2003)
(11/28/2001)
(6/2/2005)
(2/25/2003)
(2/11/2008)
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationSeries 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationSeries 62
Date: 3/14/1995
Corporate Securities Limited Representative ExaminationFINRA
Current Firm
CHERRY TREE & ASSOCIATES, LLC
CRD#: 115151 / SEC#: , 8-53469
Contact information
FINRA licenses (12 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| ADAM SMITH COMPANIES, LLC | MEMBER | |
| STOFER, GORDON FAIRCHILD JR | EXECUTIVE CHAIRMAN, MEMBER, ELECTED MANAGER | 1514353 |
| JOHNSON, CHAD ERIC | MANAGING PARTNER, MEMBER, CO-CEO | 2326438 |
| LATZKE, DAVID GERALD | MANAGING PARTNER, MEMBER, CO-CEO | 5291398 |
| BORTNEM, JANE MARIE | FINANCIAL AND OPERATING PRINCIPAL, CHIEF COMPLIANCE OFFICER, MEMBER | 4451428 |
| GUSENIUS, MIKKEL STEPHEN | MANAGING DIRECTOR, MEMBER | 5364764 |
Red Flags
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