Seth A. Horn
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Seth Aaron Horn, who also goes by Seth Aaron Horn, was a registered financial professional .
Seth is a previously registered financial professional and started their career in finance in 1986. Seth had worked at 5 firms and has passed the Series 63, SIE, Series 79 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 30, 2025 - October 13, 2025
GQR SECURITIES LLC
November 22, 2013 - June 25, 2024
BOUSTEAD SECURITIES, LLC
May 16, 2012 - November 1, 2013
BROOKLINE GROUP, LLC
October 20, 2011 - May 9, 2012
GLOBAL HUNTER SECURITIES, LLC
July 23, 1986 - November 6, 1987
THE ADVISORS GROUP, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
GQR SECURITIES LLC
CRD#: 300998 / SEC#: , 8-70305
Contact information
FINRA licenses (2 States and Territories)
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
