James G. Berry
Professional summary
James Gregory Berry is a registered financial professional currently at ICE BONDS SECURITIES CORPORATION located in New York, New York.
James is registered as a RR (Registered Representative) and started their career in finance in 1986. James has worked at 6 firms and has passed the Series 63, Series 7TO, Series 52TO, SIE, Series 7, Series 52, Series 24 and Series 53 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view James Gregory Berry's CRS (Customer Relationship Summary).
Certified licenses
Experience
September 19, 2022 - Present
ICE BONDS SECURITIES CORPORATION
Office #1: 1345 Avenue Of The Americas 8th Floor, New York, NY 10105September 10, 2019 - November 12, 2020
DINOSAUR FINANCIAL GROUP, L.L.C
December 6, 2001 - June 10, 2019
CITIGROUP GLOBAL MARKETS INC.
January 27, 1994 - November 20, 2001
CITICORP INVESTMENT SERVICES
December 6, 1991 - December 6, 1993
KIRLIN SECURITIES INC.
August 15, 1986 - January 29, 1991
NUVEEN SECURITIES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(10/19/2022)
(10/19/2022)
(10/18/2022)
(9/28/2022)
(10/18/2022)
Exams
Series 7TO
Date: 3/15/2022
General Securities Representative ExaminationSeries 52TO
Date: 3/15/2022
Municipal Securities Representative ExaminationFINRA
Current Firm
ICE BONDS SECURITIES CORPORATION
CRD#: 123635 / SEC#: , 8-65601
Contact information
FINRA licenses (5 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| CREDITTRADE INC. | SHAREHOLDER | |
| BORSTELMANN, PETER L | PRESIDENT/DIRECTOR | 4825965 |
| EILEN, JEFFREY PHILIP | CHIEF COMPLIANCE OFFICER | 6149705 |
| FICARRA, THOMAS JOSEPH | DIRECTOR | 5502295 |
| LANSING, RYAN WILLIAM | DIRECTOR | 5408916 |
| MCKISSICK, JOHN JOSEPH | PRINCIPAL OPERATIONS OFFICER | 4939416 |
| THOMASSON, SEAN JOSEPH | FINANCIAL PRINCIPAL | 5124423 |
Disclosures
| Regulatory Event | 1 |
Red Flags
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