John W. Stovall
Professional summary
John William Stovall, who also goes by Moose Stovall, is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Clifton, Texas and CETERA WEALTH SERVICES, LLC located in Clifton, Texas.
John is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1986. John has worked at 7 firms and has passed the Series 63, SIE, Series 22 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view John William Stovall's CRS (Customer Relationship Summary).
Certified licenses
Experience
September 5, 2025 - Present
CETERA INVESTMENT ADVISERS LLC
September 5, 2025 - Present
CETERA WEALTH SERVICES, LLC
December 4, 2007 - September 5, 2025
AVANTAX ADVISORY SERVICES
October 29, 2007 - September 5, 2025
AVANTAX INVESTMENT SERVICES, INC.
January 3, 2006 - November 19, 2007
LEVEL FOUR ADVISORY SERVICES
March 24, 2004 - December 31, 2005
SECURITIES AMERICA ADVISORS, INC.
February 23, 2004 - May 3, 2008
SECURITIES AMERICA, INC.
January 25, 1995 - March 30, 2004
AVANTAX ADVISORY SERVICES
June 10, 1986 - March 16, 2004
AVANTAX INVESTMENT SERVICES, INC.
Primary Firm SEC Registration
CETERA INVESTMENT ADVISERS LLC
CRD#: 105644 / SEC#: 801-20406
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(9/5/2025)
(9/5/2025)
Exams
FINRA
Current Firm
CETERA INVESTMENT ADVISERS LLC
CRD#: 105644 / SEC#: 801-20406
Contact information
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
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