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KG

Kenneth Paul Gettinger

KPG CAPITAL PARTNERS
PARK CITY, UT
·CRD# 1511817·20 years experience

Professional Summary

Kenneth Paul Gettinger is a registered financial advisor currently at KPG CAPITAL PARTNERS, LLC located in Park City, Utah. Kenneth is registered as a RR (Registered Representative) and started their career in finance in 2006. Kenneth has worked at 2 firms and has passed the Series 66, Series 99TO, Series 79TO, SIE, Series 7 and Series 24 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

20 years in the financial services industry

Current & Past Employments

KPG CAPITAL PARTNERS, LLC·CRD# 165392
BD
1. 1389 Center Drive Suite 200, Park City, UT 840982. 1389 Center Drive Suite 200, Park City, UT 84098
April 12, 2013 - Present
APB FINANCIAL GROUP, LLC·CRD# 38235
BD
Park City, UT
October 11, 2006 - June 14, 2013

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Current Firm

KC
KPG CAPITAL PARTNERS, LLC

KPG CAPITAL PARTNERS, LLC

CRD#: 165392 / SEC#: 8-69158
BD
Broker-Dealer Firm Regulated by FINRA (Denver district office)

Contact Information

Main Address

1389 Center Drive Suite 200, Park City, UT 84098

Mailing Address

1389 Center Drive Suite 200, Park City, UT 84098

Phone Number

(212) 588-8889

Established

Delaware since 12/11/2011

Firm Type

Limited Liability Company

Fiscal Year End

June

Firm Size

Small

FINRA licenses (52 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Direct owners and executive officers

NamePositionCRD#
GETTINGER, KENNETH PAULMANAGING MEMBER, EXECUTIVE REP., & GSP1511817
BUSHMAN, SHAUNA NMNCHIEF COMPLIANCE OFFICER, FINOP/CFO, CE OFFICER, AML OFFICER & GSP5231277

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
Alabama
(6/17/2013)
RR
Alaska
(5/9/2013)
RR
Arizona
(5/17/2013)
RR
Arkansas
(5/14/2013)
RR
California
(5/2/2013)
RR
Colorado
(7/16/2013)
RR
Connecticut
(6/14/2013)
RR
Delaware
(5/17/2013)
RR
District of Columbia
(6/24/2013)
RR
Florida
(6/12/2013)
RR
Georgia
(5/17/2013)
RR
Hawaii
(7/25/2013)
RR
Idaho
(5/2/2013)
RR
Illinois
(5/21/2013)
RR
Indiana
(7/2/2013)
RR
Iowa
(5/17/2013)
RR
Kansas
(6/5/2013)
RR
Kentucky
(5/8/2013)
RR
Louisiana
(5/6/2013)
RR
Maine
(6/13/2013)
RR
Maryland
(5/16/2013)
RR
Massachusetts
(5/3/2013)
RR
Michigan
(6/18/2013)
RR
Minnesota
(5/13/2013)
RR
Mississippi
(5/9/2013)
RR
Missouri
(7/8/2013)
RR
Montana
(5/14/2013)
RR
Nebraska
(6/4/2013)
RR
Nevada
(6/20/2013)
RR
New Hampshire
(7/16/2013)
RR
New Jersey
(5/30/2013)
RR
New Mexico
(5/13/2013)
RR
New York
(5/7/2013)
RR
North Carolina
(6/28/2013)
RR
North Dakota
(6/18/2013)
RR
Ohio
(5/10/2013)
RR
Oklahoma
(5/23/2013)
RR
Oregon
(6/18/2013)
RR
Pennsylvania
(6/24/2013)
RR
Rhode Island
(5/2/2013)
RR
South Carolina
(6/14/2013)
RR
South Dakota
(5/6/2013)
RR
Tennessee
(6/14/2013)
RR
Texas
(5/21/2013)
RR
Utah
(5/6/2013)
RR
Vermont
(5/16/2013)
RR
Virgin Islands
(6/11/2013)
RR
Virginia
(5/16/2013)
RR
Washington
(5/31/2013)
RR
West Virginia
(6/21/2013)
RR
Wisconsin
(6/14/2013)
RR
Wyoming
(5/22/2013)

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 66 — Uniform Combined State Law Examination

Passed Dec 2009About the Series 66 exam

Series 99TO — Operations Professional Examination

Passed Jan 2023About the Series 99TO exam

Series 79TO — Investment Banking Registered Representative Examination

Passed Jan 2023About the Series 79TO exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Oct 2006About the Series 7 exam

Series 24 — General Securities Principal Examination

Passed Jan 2013About the Series 24 exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view Kenneth Paul Gettinger's CRS (Customer Relationship Summary).

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KG
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