Steven A. Noroian
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Steven Aram Noroian MR., who also goes by Steven Noroian, was a registered financial professional .
Steven is a previously registered financial professional and started their career in finance in 1986. Steven had worked at 2 firms and has passed the Series 65, Series 63 and Series 2 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 13, 2015 - November 14, 2018
BEDELL FRAZIER INVESTMENT COUNSELLING, LLC.
July 31, 1986 - January 28, 2015
NOROIAN CAPITAL MANAGEMENT
Primary Firm SEC Registration
BEDELL FRAZIER INVESTMENT COUNSELLING, LLC.
CRD#: 107326 / SEC#: 801-57272
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 2
Date: 5/15/1986
Non-Member General Securities ExaminationCurrent Firm
BEDELL FRAZIER INVESTMENT COUNSELLING, LLC.
CRD#: 107326 / SEC#: 801-57272
Contact information
SEC notice filing (14 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1,890 |
| AUM (Assets Under Management) | $ 805,092,901 |
Red Flags
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