Robert M. Florio
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Robert Michael Florio was a registered financial professional .
Robert is a previously registered financial professional and started their career in finance in 1986. Robert had worked at 5 firms and has passed the Series 63, SIE, Series 55, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 18, 2010 - September 26, 2018
BRYAN GARNIER SECURITIES, LLC
September 4, 2001 - February 22, 2010
SAL. OPPENHEIM JR. & CIE. SECURITIES INC.
June 19, 2000 - August 7, 2001
COWEN AND COMPANY
November 17, 1994 - June 9, 2000
COWEN AND COMPANY
July 31, 1990 - January 13, 1994
OPPENHEIMERFUNDS DISTRIBUTOR, INC.
June 9, 1986 - May 29, 1990
GOLDMAN SACHS EXECUTION & CLEARING, L.P.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 55
Date: 2/9/2000
Limited Representative-Equity Trader ExamCurrent Firm
BRYAN GARNIER SECURITIES, LLC
CRD#: 152528 / SEC#: , 8-68463
Contact information
FINRA licenses (1 States and Territories)
Documents
Direct owners and executive officers
Disclosures
| Regulatory Event | 1 |
Red Flags
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