Eugene C. Wolfe

TLG ADVISORS

DULUTH, MN

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CRD#: 1511190

Professional summary

Eugene Clair Wolfe, who also goes by Eugene Clair Wolfe Jr, Gene Clair Wolfe, Gene Wolfe, is a registered financial advisor currently at TLG ADVISORS, INC. located in Duluth, Minnesota and THE LEADERS GROUP, INC. located in Summit, New Jersey.

Eugene is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1986. Eugene has worked at 11 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 6 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Eugene Clair Wolfe Jr | Gene Clair Wolfe | Gene Wolfe

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1.) LAKESIDE ADVISORS - 9/1/2011 - 3108 Little Alden Lake Rd, Duluth, MN 55803 - Owner, sales and service of life insurance and annuities, insurance and securities business, Invt Rel, 120 hrs/mo; 20 hrs/mo (during trading hours). 2.) TLG ADVISORS, INC. - 10/3/2011 - 26 W Dry Creek Circle, Suite 800, Littleton, CO 80120 - IAR Rep, Invt Rel, IAR Business, 10 hrs/mo; 10 hrs/mo (during trading hours).

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Eugene Clair Wolfe's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

October 26, 2011 - Present

TLG ADVISORS, INC.

RIA

CRD#: 111052

DULUTH, MN

Current

October 10, 2011 - Present

THE LEADERS GROUP, INC.

Office #1: 475 Springfield Ave, Summit, NJ 07901

CRD#: 37157

Summit, NJ

Past

February 19, 2010 - October 4, 2011

TLG ADVISORS, INC.

RIA

CRD#: 111052

ALPHARETTA, GA

Past

February 2, 2010 - October 3, 2011

THE LEADERS GROUP, INC.

CRD#: 37157

SUMMIT, NJ

Past

February 5, 2007 - February 1, 2010

KESTRA INVESTMENT SERVICES, LLC

CRD#: 42046

DULUTH, MN

Past

October 31, 2005 - February 28, 2007

OSAIC SERVICES, INC.

CRD#: 133763

DULUTH, MN

Past

May 22, 2003 - February 2, 2005

THE HOUSEHOLDER GROUP, ESTATE & RETIREMENT SPECIALISTS

RIA

CRD#: 107773

PHOENIX, AZ

Past

March 14, 2003 - October 31, 2005

SUNAMERICA SECURITIES, INC.

CRD#: 20068

PHOENIX, AZ

Past

March 11, 2002 - November 5, 2002

NYLIFE DISTRIBUTORS LLC

CRD#: 35350

JERSEY CITY, NJ

Past

September 7, 1991 - February 15, 2001

WOODBURY FINANCIAL SERVICES, INC.

CRD#: 421

OAKDALE, MN

Past

July 24, 1989 - July 26, 1991

IDS LIFE INSURANCE COMPANY

CRD#: 6321

MINNEAPOLIS, MN

Past

July 24, 1989 - July 26, 1991

AMERIPRISE FINANCIAL SERVICES, LLC

CRD#: 6363

MINNEAPOLIS, MN

Past

December 26, 1986 - December 13, 1988

AETNA LIFE INSURANCE AND ANNUITY COMPANY

CRD#: 13256

HARTFORD, CT

Past

July 3, 1986 - December 21, 1987

WOODBURY FINANCIAL SERVICES, INC.

CRD#: 421

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

TLG ADVISORS, INC.

CRD#: 111052 / SEC#: 801-60458

RIA

Registered Investment Advisory firm - (8/6/2001 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Massachusetts
(1/2/2018)

Minnesota
(10/10/2011)

IAR

Minnesota
(1/2/2014)

Wisconsin
(3/9/2018)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 11/14/1997

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 7/1/1986

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 8/19/1989

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 7/1/1986

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 24

Date: 6/15/1992

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

TLG ADVISORS, INC.

CRD#: 111052 / SEC#: 801-60458

RIA

Registered Investment Advisory firm - (8/6/2001 Approved)

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Contact information

Main Address

475 Springfield Ave, Summit, NJ 07901

Mailing Address

Phone number

(888) 371-0013

Established

Firm type

Fiscal year end

# of Employees

280

SEC notice filing (49 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

TLG ADVISORS FORM ADV BROCHURE 2025 (3/30/2025)

Regulatory assets under management

Total Number of Accounts	6,331
AUM (Assets Under Management)	$ 1,948,103,893

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

xxxxx@xxxx.xxx

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Firm Stability Insights

Eugene C. Wolfe

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Eugene Clair Wolfe's CRS (Customer Relationship Summary).

Certified licenses

Experience

THE LEADERS GROUP, INC.

TLG ADVISORS, INC.

THE LEADERS GROUP, INC.

KESTRA INVESTMENT SERVICES, LLC

OSAIC SERVICES, INC.

THE HOUSEHOLDER GROUP, ESTATE & RETIREMENT SPECIALISTS

SUNAMERICA SECURITIES, INC.

NYLIFE DISTRIBUTORS LLC

WOODBURY FINANCIAL SERVICES, INC.

IDS LIFE INSURANCE COMPANY

AMERIPRISE FINANCIAL SERVICES, LLC

AETNA LIFE INSURANCE AND ANNUITY COMPANY

WOODBURY FINANCIAL SERVICES, INC.

Primary Firm SEC Registration

TLG ADVISORS, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 11/14/1997

Series 63

Date: 7/1/1986

SIE

Date: 10/1/2018

Series 7

Date: 8/19/1989

Series 6

Date: 7/1/1986

Series 24

Date: 6/15/1992

FINRA

Current Firm

TLG ADVISORS, INC.

Contact information

SEC notice filing (49 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

TLG ADVISORS, INC.

TRUST BUT VERIFY

Contact information

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