Gary S. Hart

WEALTH MANAGEMENT ASSOCIATES

Lincolnshire, IL 60069

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CRD#: 1510700

Professional summary

Gary S Hart is a registered financial advisor currently at WEALTH MANAGEMENT ASSOCIATES, INC. located in Lincolnshire, Illinois.

Gary is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1987. Gary has worked at 2 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

MOWERY & SCHOENFELD, LLC - NOT INVESTMENT-RELATED BUSINESS 475 HALF DAY ROAD, SUITE 250 LINCOLNSHIRE, ILLINOIS 60069 GARY S. HART, PARTNER, BEG. 1/1/2016 - PROVIDE TAX & FINANCIAL CONSULTING SVCS 30 HRS/WK DEVOTED TO BUSINESS CONDUCTED DURING SECURITIES TRADING HOURS

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Gary S Hart's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

July 21, 1998 - Present

WEALTH MANAGEMENT ASSOCIATES, INC.

Office #1: 475 Half Day Road Suite 500, Lincolnshire, IL 60069

RIA

CRD#: 123949

Lincolnshire, IL

Past

March 31, 1987 - October 27, 2017

GSH ADVISORY SERVICES, INC.

CRD#: 18014

NORTHBROOK, IL

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Illinois
(7/21/1998)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 1/20/1992

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/27/2017

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 11/15/1986

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 10/3/1986

General Securities Principal Examination

Current Firm

WEALTH MANAGEMENT ASSOCIATES, INC.

CRD#: 123949 / SEC#:

Illinois

Registered Investment Advisory firm - (7/21/1995 Approved)

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Contact information

Main Address

475 Half Day Road Suite 500, Lincolnshire, IL 60069

Mailing Address

Phone number

(847) 281-3520

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	47
AUM (Assets Under Management)	$ 78,794,244

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Gary S. Hart

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Gary S Hart's CRS (Customer Relationship Summary).

Certified licenses

Experience

WEALTH MANAGEMENT ASSOCIATES, INC.

GSH ADVISORY SERVICES, INC.

State Registrations and Notice Filings

Exams

Series 63

Date: 1/20/1992

SIE

Date: 10/27/2017

Series 7

Date: 11/15/1986

Series 24

Date: 10/3/1986

Current Firm

WEALTH MANAGEMENT ASSOCIATES, INC.

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

WEALTH MANAGEMENT ASSOCIATES, INC.

TRUST BUT VERIFY

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