Melissa J. Levine
CETERA INVESTMENT ADVISERS LLC
HARRISON, NY 10528
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CRD#: 1510638
Professional summary
Melissa Jane Levine, CFP® is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Harrison, New York and CETERA WEALTH SERVICES, LLC located in Harrison, New York.
Melissa is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1986. Melissa has worked at 4 firms and has passed the Series 65, Series 63, SIE, Series 62, Series 22 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. NAME OF ENTITY:DOTERRA; No; 300 E 41ST #21H; NEW YORK; NY; 10036; ESSENTIAL OILS; SALES ASSOCIATE; 3/23/2018; 2; 0; SALES OF ESSENTIAL OILS| 2. NAME OF ENTITY: INDEPENDENT INSURANCE AGENT; Yes; 51 E 42ND ST STE 604; NEW YORK; NY; 10017; FIXED INSURANCE SALES; INDEPENDENT INSURANCE AGENT; 5/26/2009; 160; 160; SALES OF FIXED INSURANCE PRODUCTS| 3. NAME OF OTHER BUSINESS: BEACHCOMBER RESORT; INVESTMENT RELATED: NO; ADDRESS: 727 OLD MONTAUK HIGHWAY #406 MONTAUK, NY 11954; NATURE OF BUSINESS: RENTAL PROPERTY; START DATE: 11/2024; POSITION/TITLE/RELATIONSHIP: OWNER; APX NUMBER OF HOURS PER WEEK:0; APX NUMBER OF HOURS DURING TRADING HOURS: 0; BRIEF DESCRIPTION OF DUTIES: OWN THE UNIT, BEACHCOMBER MANAGEMENT RENTS THE UNIT, AND CLEANS IT; 4. NAME OF OTHER BUSINESS: PLAN4GOALS ; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION ; NATURE OF BUSINESS: FINANCIAL SERVICES ; START DATE: 10/2021 ; POSITION/TITLE/RELATIONSHIP: OWNER ; APX NUMBER OF HOURS PER WEEK: 40 ; APX NUMBER OF HOURS DURING TRADING HOURS: 32.5 ; BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES ; 5. NAME OF OTHER BUSINESS: MELISSA LEVINE & CO INVESTMENT RELATED: YES, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: FINANCIAL SERVICES, START DATE: 11/2021, POSITION/TITLE/RELATIONSHIP: OWNER, APX NUMBER OF HOURS PER WEEK: 40, APX NUMBER OF HOURS DURING TRADING HOURS: 32.5, BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES; 6. NAME OF OTHER BUSINESS: PLAN4GOALSLLC, INVESTMENT RELATED: YES, ADDRESS: SAME AS RESIDENTIAL LOCATION, NATURE OF BUSINESS: EXPENSE MANAGEMENT, START DATE: 10/2023, POSITION/TITLE/RELATIONSHIP: OWNER, LESS THAN ONE HOUR PER WEEK, NOT DURING TRADING HOURS, BRIEF DESCRIPTION OF DUTIES: TAX FILING PURPOSES;
CRS (Client Relationship Summary) - RIA
Click below to view Melissa Jane Levine's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 1989
Experience
Current
June 29, 2023 - Present
CETERA INVESTMENT ADVISERS LLC
Office #1: 500 Mamaroneck Ave #320, Harrison, NY 10528RIA
CRD#: 105644
HARRISON, NY
Current
June 9, 2021 - Present
CETERA WEALTH SERVICES, LLC
Office #1: 500 Mamaroneck Ave #320, Harrison, NY 10528BD
CRD#: 13572
Harrison, NY
Past
June 9, 2021 - June 29, 2023
CETERA WEALTH SERVICES, LLC
RIA
CRD#: 13572
EL SEGUNDO, CA
Past
July 22, 2016 - June 9, 2021
VOYA FINANCIAL ADVISORS, INC.
RIA
CRD#: 2882
NEW YORK, NY
Past
October 11, 2005 - December 31, 2006
VOYA FINANCIAL ADVISORS, INC.
RIA
CRD#: 2882
NEW YORK, NY
Past
May 9, 2002 - December 31, 2004
VOYA FINANCIAL ADVISORS, INC.
RIA
CRD#: 2882
NEW YORK, NY
Past
July 8, 1993 - June 9, 2021
VOYA FINANCIAL ADVISORS, INC.
BD
CRD#: 2882
NEW YORK, NY
Past
October 29, 1986 - July 7, 1993
GREEN HILL FINANCIAL SERVICE CORPORATION
BD
CRD#: 4882
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
California(6/9/2021)
RR
Colorado(6/9/2021)
RR
Connecticut(6/9/2021)
RR
Delaware(6/9/2021)
RR
Florida(6/10/2021)
RR
Georgia(6/9/2021)
RR
Hawaii(10/31/2024)
RR
Illinois(6/9/2021)
RR
Maryland(6/9/2021)
RR
Massachusetts(6/9/2021)
RR
Michigan(2/28/2022)
RR
New Jersey(6/9/2021)
RR
New York(6/9/2021)
IAR
New York(6/29/2023)
RR
North Carolina(6/9/2021)
RR
Pennsylvania(6/9/2021)
RR
Puerto Rico(6/9/2021)
RR
Rhode Island(5/8/2023)
RR
Texas(6/9/2021)
IAR
Texas(6/29/2023)
RR
Utah(6/9/2021)
RR
Virginia(6/9/2021)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
RR
Series 62
Date: 6/10/1999
Corporate Securities Limited Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
