Richard E. Hahn

BENCHMARK CAPITAL GROUP LTD.

Edwardsville, IL 62025

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CRD#: 1509940

Professional summary

Richard Edwin Hahn is a registered financial advisor currently at BENCHMARK CAPITAL GROUP LTD. located in Edwardsville, Illinois.

Richard is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1986. Richard has worked at 8 firms and has passed the Series 65, Series 63, SIE, Series 3, Series 7, Series 53, Series 4, Series 27 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Richard Edwin Hahn's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 4, 2012 - Present

BENCHMARK CAPITAL GROUP LTD.

Office #1: 122 N. Kansas St., Edwardsville, IL 62025

RIA

CRD#: 123698

Edwardsville, IL

Past

January 3, 2012 - December 31, 2014

NICOL INVESTORS CORPORATION

CRD#: 123111

EDWARDSVILLE, IL

Past

January 3, 2006 - December 31, 2011

HAHN SECURITIES, INC.

RIA

CRD#: 18191

EDWARDSVILLE, IL

Past

August 18, 1999 - December 31, 2005

HAHN & VIOX INVESTMENT ADVISORY, INC.

RIA

CRD#: 114611

EDWARDSVILLE, IL

Past

May 22, 1998 - December 31, 2011

HAHN SECURITIES, INC.

CRD#: 18191

EDWARDSVILLE, IL

Past

April 23, 1998 - May 15, 1998

HAHN SECURITIES, INC.

CRD#: 18191

Past

September 30, 1994 - April 24, 1998

AEGON USA SECURITIES INC.

CRD#: 13302

CEDAR RAPIDS, IA

Past

September 29, 1989 - October 19, 1994

STIFEL, NICOLAUS & COMPANY, INCORPORATED

CRD#: 793

ST. LOUIS, MO

Past

August 25, 1989 - October 10, 1989

PRUDENTIAL EQUITY GROUP, LLC

CRD#: 7471

NEW YORK, NY

Past

July 23, 1986 - August 25, 1989

THOMSON MCKINNON SECURITIES INC.

CRD#: 829

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

BENCHMARK CAPITAL GROUP LTD.

BENCHMARK CAPITAL GROUP LTD. | BENCHMARK HAHN ADVISORS

CRD#: 123698 / SEC#: 801-120729

RIA

Registered Investment Advisory firm - (4/8/2021 Approved)

Illinois

Registered Investment Advisory firm - (5/4/2021 Terminated)

Missouri

Registered Investment Advisory firm - (5/4/2021 Terminated)

Texas

Registered Investment Advisory firm - (5/4/2021 Terminated)

Wisconsin

Registered Investment Advisory firm - (10/31/2012 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Illinois
(1/4/2012)

IAR

Texas
(1/4/2012)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 10/30/1995

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 7/30/1986

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 12/31/2014

Securities Industry Essentials Examination

General Industry/Product Exam

Series 3

Date: 8/13/1986

National Commodity Futures Examination

General Industry/Product Exam

Series 7

Date: 7/19/1986

General Securities Representative Examination

Principal/Supervisory Exam

Series 53

Date: 9/29/2000

Municipal Securities Principal Examination

Principal/Supervisory Exam

Series 4

Date: 9/9/2000

Registered Options Principal Examination

Principal/Supervisory Exam

Series 27

Date: 10/7/1999

Financial and Operations Principal Examination

Principal/Supervisory Exam

Series 24

Date: 8/28/1995

General Securities Principal Examination

Current Firm

BENCHMARK CAPITAL GROUP LTD.

BENCHMARK CAPITAL GROUP LTD. | BENCHMARK HAHN ADVISORS

CRD#: 123698 / SEC#: 801-120729

RIA

Registered Investment Advisory firm - (4/8/2021 Approved)

Illinois

Registered Investment Advisory firm - (5/4/2021 Terminated)

Missouri

Registered Investment Advisory firm - (5/4/2021 Terminated)

Texas

Registered Investment Advisory firm - (5/4/2021 Terminated)

Wisconsin

Registered Investment Advisory firm - (10/31/2012 Terminated)

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Contact information

Main Address

228 N. Bench Street, Galena, IL 61036

Mailing Address

Phone number

(815) 777-0600

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (3 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FORM ADV PART 2A & 2B 020625 (2/6/2025)

Regulatory assets under management

Total Number of Accounts	373
AUM (Assets Under Management)	$ 147,250,464

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

xxxxx@xxxx.xxx

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Richard E. Hahn

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Richard Edwin Hahn's CRS (Customer Relationship Summary).

Certified licenses

Experience

NICOL INVESTORS CORPORATION

HAHN SECURITIES, INC.

HAHN & VIOX INVESTMENT ADVISORY, INC.

HAHN SECURITIES, INC.

HAHN SECURITIES, INC.

AEGON USA SECURITIES INC.

STIFEL, NICOLAUS & COMPANY, INCORPORATED

PRUDENTIAL EQUITY GROUP, LLC

THOMSON MCKINNON SECURITIES INC.

Primary Firm SEC Registration

BENCHMARK CAPITAL GROUP LTD.

State Registrations and Notice Filings

Exams

Series 65

Date: 10/30/1995

Series 63

Date: 7/30/1986

SIE

Date: 12/31/2014

Series 3

Date: 8/13/1986

Series 7

Date: 7/19/1986

Series 53

Date: 9/29/2000

Series 4

Date: 9/9/2000

Series 27

Date: 10/7/1999

Series 24

Date: 8/28/1995

Current Firm

BENCHMARK CAPITAL GROUP LTD.

Contact information

SEC notice filing (3 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

BENCHMARK CAPITAL GROUP LTD.

TRUST BUT VERIFY

Contact information

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