John N. Mccorvie

PEAK ASSET MANAGEMENT

LOUISVILLE, CO 80027

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CRD#: 1509677

Professional summary

John Neal Mccorvie JR is a registered financial advisor currently at PEAK ASSET MANAGEMENT, LLC located in Louisville, Colorado.

John is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1986. John has worked at 4 firms and has passed the Series 63, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

06/2020- JOHN MCCORVIE IS A DIRECT, PARTIAL OWNER OF PEAK ASSET MANAGEMENT, LLC. 2021- 1371 HECLA AB, LLC. OWNER AND MANAGER. PERSONAL REAL ESTATE INVESTMENT. ENTITY OWNS BUILDING FOR PEAK ASSET MANAGEMENT OFFICES. NOT INVESTMENT RELATED. LESS THAN 5 HOURS/MONTH.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view John Neal Mccorvie JR's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

December 28, 2000 - Present

PEAK ASSET MANAGEMENT, LLC

Office #1: 1371 E Hecla Drive, Suite A, Louisville, CO 80027

RIA

CRD#: 106944

LOUISVILLE, CO

Past

December 21, 2005 - December 31, 2009

LOGRUS MANAGEMENT, LLC

RIA

CRD#: 132003

LOUISVILLE, CO

Past

November 7, 1987 - April 24, 1990

PRUDENTIAL EQUITY GROUP, LLC

CRD#: 7471

Past

October 28, 1986 - March 24, 1987

NORTH AMERICAN CAPITAL CORPORATION

CRD#: 14727

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

PEAK ASSET MANAGEMENT, LLC

PEAK ASSET MANAGEMENT LLC | PEAK ASSET MANAGEMENT, LLC

CRD#: 106944 / SEC#: 801-52118

RIA

Registered Investment Advisory firm - (4/22/1996 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Colorado
(12/28/2000)

IAR

Texas
(7/13/2018)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 10/21/1986

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 6/21/1986

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 1/8/1991

General Securities Principal Examination

Current Firm

PEAK ASSET MANAGEMENT, LLC

PEAK ASSET MANAGEMENT LLC | PEAK ASSET MANAGEMENT, LLC

CRD#: 106944 / SEC#: 801-52118

RIA

Registered Investment Advisory firm - (4/22/1996 Approved)

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Contact information

Main Address

1371 E. Hecla Drive Suite A, Louisville, CO 80027

Mailing Address

Phone number

(303) 926-0100

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (16 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

PART 2A BROCHURE (3/26/2025)

Regulatory assets under management

Total Number of Accounts	1,058
AUM (Assets Under Management)	$ 910,014,120

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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John N. Mccorvie

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view John Neal Mccorvie JR's CRS (Customer Relationship Summary).

Certified licenses

Experience

PEAK ASSET MANAGEMENT, LLC

LOGRUS MANAGEMENT, LLC

PRUDENTIAL EQUITY GROUP, LLC

NORTH AMERICAN CAPITAL CORPORATION

Primary Firm SEC Registration

PEAK ASSET MANAGEMENT, LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 10/21/1986

Series 7

Date: 6/21/1986

Series 24

Date: 1/8/1991

Current Firm

PEAK ASSET MANAGEMENT, LLC

Contact information

SEC notice filing (16 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

PEAK ASSET MANAGEMENT, LLC

TRUST BUT VERIFY

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