Daniel R. Glynn
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Daniel Roger Glynn JR, who also goes by Daniel Roger Glynn, Daniel Glynn, was a registered financial professional .
Daniel is a previously registered financial professional and started their career in finance in 1986. Daniel had worked at 5 firms and has passed the Series 63, Series 7TO, Series 79TO, SIE, Series 7, Series 24, Series 10, Series 9 and Series 8 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 7, 2019 - July 16, 2021
MAGSTAR CAPITAL, LLC
September 25, 2015 - September 13, 2017
LPE SECURITIES, LLC
September 16, 1999 - May 24, 2013
WILLIAM BLAIR
February 15, 1996 - October 11, 1999
RAYMOND JAMES & ASSOCIATES, INC.
June 4, 1986 - February 7, 1996
J.P. MORGAN SECURITIES LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 7TO
Date: 2/1/2024
General Securities Representative ExaminationSeries 79TO
Date: 2/1/2024
Investment Banking Registered Representative ExaminationSeries 8
Date: 4/4/1996
General Securities Sales Supervisor Examination (Options Module & General Module)Current Firm
MAGSTAR CAPITAL, LLC
CRD#: 297559 / SEC#: , 8-70145
Contact information
FINRA licenses (34 States and Territories)
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
