Thomas R. Suliman

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CRD#: 1508759

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Thomas Raymond Suliman was a registered financial professional .

Thomas is a previously registered financial professional and started their career in finance in 1986. Thomas had worked at 6 firms and has passed the Series 65, Series 63, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

October 17, 2012 - December 1, 2021

INTEGRATED FINANCIAL STRATEGIES, LLC

RIA

CRD#: 165007

CHARLOTTE, NC

Past

January 16, 2009 - October 5, 2012

LPL FINANCIAL LLC

RIA

CRD#: 6413

CHARLOTTE, NC

Past

January 16, 2009 - October 5, 2012

LPL FINANCIAL LLC

CRD#: 6413

CHARLOTTE, NC

Past

June 1, 2005 - January 23, 2009

EQUITABLE ADVISORS, LLC

RIA

CRD#: 6627

CHARLOTTE, NC

Past

June 1, 2005 - January 23, 2009

EQUITABLE ADVISORS, LLC

CRD#: 6627

CHARLOTTE, NC

Past

January 2, 2003 - June 1, 2005

MONY SECURITIES CORPORATION

RIA

CRD#: 4386

CHARLOTTE, NC

Past

January 17, 1992 - June 1, 2005

MONY SECURITIES CORPORATION

CRD#: 4386

NEW YORK, NY

Past

January 4, 1988 - January 22, 1992

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

NEW YORK, NY

Past

May 23, 1986 - November 5, 1987

THE STUART-JAMES COMPANY, INCORPORATED

CRD#: 11691

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

INTEGRATED FINANCIAL STRATEGIES, LLC

INTEGRATED FINANCIAL STRATEGIES, LLC | MILLER FINANCIAL

CRD#: 165007 / SEC#: 801-106490

RIA

Registered Investment Advisory firm - (8/10/2015 Approved)

Louisiana

Registered Investment Advisory firm - (8/21/2015 Terminated)

North Carolina

Registered Investment Advisory firm - (8/13/2015 Terminated)

South Carolina

Registered Investment Advisory firm - (8/13/2015 Terminated)

Texas

Registered Investment Advisory firm - (8/13/2015 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 8/1/1994

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 5/19/1986

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 5/17/1986

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 3/9/2009

General Securities Principal Examination

Current Firm

INTEGRATED FINANCIAL STRATEGIES, LLC

INTEGRATED FINANCIAL STRATEGIES, LLC | MILLER FINANCIAL

CRD#: 165007 / SEC#: 801-106490

RIA

Registered Investment Advisory firm - (8/10/2015 Approved)

Louisiana

Registered Investment Advisory firm - (8/21/2015 Terminated)

North Carolina

Registered Investment Advisory firm - (8/13/2015 Terminated)

South Carolina

Registered Investment Advisory firm - (8/13/2015 Terminated)

Texas

Registered Investment Advisory firm - (8/13/2015 Terminated)

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Contact information

Main Address

2400 East Commercial Boulevard Suite 706, Fort Lauderdale, FL 33308

Mailing Address

Phone number

(704) 643-5000

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (17 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

INTEGRATED FINANCIAL STRATEGIES DISCLOSURE BROCHURE (5/2/2025)

MILLER FINANCIAL WRAP FEE BROCHURE-APPENDIX 1 (5/2/2025)

MILLER FINANCIAL DISCLOSURE BROCHURE (5/2/2025)

INTEGRATED FINANCIAL STRATEGIES WRAP FEE PROGRAM BROCHURE (5/2/2025)

Regulatory assets under management

Total Number of Accounts	1,400
AUM (Assets Under Management)	$ 455,000,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Thomas R. Suliman

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

LPL FINANCIAL LLC

LPL FINANCIAL LLC

EQUITABLE ADVISORS, LLC

EQUITABLE ADVISORS, LLC

MONY SECURITIES CORPORATION

MONY SECURITIES CORPORATION

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

THE STUART-JAMES COMPANY, INCORPORATED

Primary Firm SEC Registration

INTEGRATED FINANCIAL STRATEGIES, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 8/1/1994

Series 63

Date: 5/19/1986

Series 7

Date: 5/17/1986

Series 24

Date: 3/9/2009

Current Firm

INTEGRATED FINANCIAL STRATEGIES, LLC

Contact information

SEC notice filing (17 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

INTEGRATED FINANCIAL STRATEGIES, LLC

TRUST BUT VERIFY

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