Daniel P. Greeneberg
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Daniel Philip Greeneberg, who also goes by Daniel Philip Greenberg, was a registered financial professional .
Daniel is a previously registered financial professional and started their career in finance in 1988. Daniel had worked at 8 firms and has passed the Series 63, Series 65, Series 7, Series 4, Series 30 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 4, 2004 - April 11, 2008
MERCATOR ASSOCIATES, LLC
April 14, 2004 - September 7, 2004
SOUND SECURITIES, LLC
March 27, 2004 - April 12, 2004
MERCATOR ASSOCIATES, LLC
July 18, 2003 - October 16, 2003
PEREGRINE FINANCIALS & SECURITIES, INC.
April 9, 2001 - July 8, 2003
REFCO SECURITIES, LLC
July 31, 1993 - May 14, 1997
CITIGROUP GLOBAL MARKETS INC.
August 15, 1990 - July 31, 1993
LEHMAN BROTHERS INC.
May 17, 1989 - September 28, 1990
LASALLE ST SECURITIES, L.L.C.
July 12, 1988 - April 21, 1989
LIND-WALDOCK SECURITIES, INC.
State Registrations and Notice Filings
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Exams
Current Firm
MERCATOR ASSOCIATES, LLC
CRD#: 112903 / SEC#: , 8-53274
Contact information
Documents
Disclosures
| Regulatory Event | 7 |
Red Flags
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