Christopher P. Nawn

PAOLI FINANCIAL ADVISORS, LTD.

Paoli, PA 19301

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CRD#: 1508514

Professional summary

Christopher Paul Nawn is a registered financial advisor currently at PAOLI FINANCIAL ADVISORS, LTD. located in Paoli, Pennsylvania.

Christopher is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2001. Christopher has worked at 7 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1-NAWN AND COMPANY CPA'S LTD, 73 CHESTNUT RD, PAOLI, PA, 11/1997 AS PRESIDENT/CPA PROVIDING TAX AND ACCOUNTING SERVICES. NIR - 80 HR/MO - 80/TRADING. 2-CHESTNUT ROAD ASSOCIATES LLC, 73 CHUESTNUT RD, PAOLI, PA, 9/2003 AS MANAGING MEMBER OF RENTAL REAL ESTATE LLC. NIR - 2 HR/MO - 2/TRADING. 3-JET EAST CORPORATE AVIATION LLC, 18 WEST PIPER AVE, TRENTON, NJ, 11/2015 AS CFO OF LLC THAT MAINTAINS AND REPAIRS AIRCRAFT. NIR - 100 HR/MO - 100/TRADING. 4-CHRISKOLL INC, 73 CHESTNUT RD, PAOLI, PA, 3/2008 AS PRESIDENT OF CORP THAT OWNS 4 RESTAURANTS IN PA. NIR - 20 HR/MO - 10/TRADING. 5-PREFERRED FOOD SERVICE INC, 73 CHESTNUT RD, PAOLI, PA, 10/2013 AS PRESIDENT OF CORP THAT OWNS PREFERRED FOOD SERVICE OF DE INC- WHICH OWNS 1 RESTAURANT IN DELAWARE; OWNS PREFERRED FOOD SERVICE OF PA INC- WHICH OWNS TWO RESTAURANTS IN PENNSYLVANIA; & OWNS PREFERRED FOOD SERVICE OF MD INC- WHICH OWNS 2 RESTAURANTS IN MARYLAND. NIR - 10 HR/MO - 5/TRADING.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Christopher Paul Nawn's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 4, 2016 - Present

PAOLI FINANCIAL ADVISORS, LTD.

Office #1: 73 Chestnut Road, Paoli, PA 19301

RIA

CRD#: 174361

Paoli, PA

Past

March 29, 2016 - February 23, 2017

CAMBRIDGE INVESTMENT RESEARCH, INC.

CRD#: 39543

Paoli, PA

Past

April 27, 2011 - April 1, 2014

EQUITABLE ADVISORS, LLC

RIA

CRD#: 6627

LIONVILLE, PA

Past

April 27, 2011 - April 1, 2014

EQUITABLE ADVISORS, LLC

CRD#: 6627

LIONVILLE, PA

Past

January 6, 2009 - December 31, 2010

ENSEMBLE FINANCIAL SERVICES, INC.

RIA

CRD#: 17443

PAOLI, PA

Past

January 6, 2009 - December 31, 2010

ENSEMBLE FINANCIAL SERVICES, INC.

CRD#: 17443

PAOLI, PA

Past

February 12, 2007 - December 1, 2008

WOODBURY FINANCIAL SERVICES, INC.

RIA

CRD#: 421

PAOLI, PA

Past

February 9, 2007 - December 1, 2008

WOODBURY FINANCIAL SERVICES, INC.

CRD#: 421

PAOLI, PA

Past

December 15, 2004 - December 31, 2006

CINCINNATI ANALYSTS, INC.

CRD#: 5478

PAOLI, PA

Past

January 26, 2001 - December 13, 2004

SECURIAN FINANCIAL SERVICES, INC.

CRD#: 15296

ST. PAUL, MN

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

New Jersey
(1/5/2016)

IAR

Pennsylvania
(1/4/2016)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 11/5/2002

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 1/25/2001

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 2/23/2017

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 9/19/2002

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 1/25/2001

Investment Company Products/Variable Contracts Representative Examination

Current Firm

PAOLI FINANCIAL ADVISORS, LTD.

CRD#: 174361 / SEC#:

Delaware

Registered Investment Advisory firm - (5/19/2023 Approved)

New Jersey

Registered Investment Advisory firm - (1/5/2016 Approved)

Pennsylvania

Registered Investment Advisory firm - (1/4/2016 Approved)

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Contact information

Main Address

73 Chestnut Road, Paoli, PA 19301

Mailing Address

Phone number

(610) 526-2790

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	15
AUM (Assets Under Management)	$ 8,718,818

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Christopher P. Nawn

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Christopher Paul Nawn's CRS (Customer Relationship Summary).

Certified licenses

Experience

CAMBRIDGE INVESTMENT RESEARCH, INC.

EQUITABLE ADVISORS, LLC

EQUITABLE ADVISORS, LLC

ENSEMBLE FINANCIAL SERVICES, INC.

ENSEMBLE FINANCIAL SERVICES, INC.

WOODBURY FINANCIAL SERVICES, INC.

WOODBURY FINANCIAL SERVICES, INC.

CINCINNATI ANALYSTS, INC.

SECURIAN FINANCIAL SERVICES, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 11/5/2002

Series 63

Date: 1/25/2001

SIE

Date: 2/23/2017

Series 7

Date: 9/19/2002

Series 6

Date: 1/25/2001

Current Firm

PAOLI FINANCIAL ADVISORS, LTD.

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

PAOLI FINANCIAL ADVISORS, LTD.

TRUST BUT VERIFY

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