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CN

Christopher P. Nawn

PAOLI FINANCIAL ADVISORS, LTD.
Paoli, PA 19301
Some features on this profile are disabled
CRD#: 1508514
CN

Professional summary

Christopher Paul Nawn is a registered financial advisor currently at PAOLI FINANCIAL ADVISORS, LTD. located in Paoli, Pennsylvania.

Christopher is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2001. Christopher has worked at 7 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Christopher Paul Nawn's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

January 4, 2016 - Present

PAOLI FINANCIAL ADVISORS, LTD.

Office #1: 73 Chestnut Road, Paoli, PA 19301
RIA
CRD#: 174361
Paoli, PA
Past

March 29, 2016 - February 23, 2017

CAMBRIDGE INVESTMENT RESEARCH, INC.

BD
CRD#: 39543
Paoli, PA
Past

April 27, 2011 - April 1, 2014

EQUITABLE ADVISORS, LLC

RIA
CRD#: 6627
LIONVILLE, PA
Past

April 27, 2011 - April 1, 2014

EQUITABLE ADVISORS, LLC

BD
CRD#: 6627
LIONVILLE, PA
Past

January 6, 2009 - December 31, 2010

ENSEMBLE FINANCIAL SERVICES, INC.

RIA
CRD#: 17443
PAOLI, PA
Past

January 6, 2009 - December 31, 2010

ENSEMBLE FINANCIAL SERVICES, INC.

BD
CRD#: 17443
PAOLI, PA
Past

February 12, 2007 - December 1, 2008

WOODBURY FINANCIAL SERVICES, INC.

RIA
CRD#: 421
PAOLI, PA
Past

February 9, 2007 - December 1, 2008

WOODBURY FINANCIAL SERVICES, INC.

BD
CRD#: 421
PAOLI, PA
Past

December 15, 2004 - December 31, 2006

CINCINNATI ANALYSTS, INC.

BD
CRD#: 5478
PAOLI, PA
Past

January 26, 2001 - December 13, 2004

SECURIAN FINANCIAL SERVICES, INC.

BD
CRD#: 15296
ST. PAUL, MN

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
New Jersey
(1/5/2016)
IAR
Pennsylvania
(1/4/2016)

Exams

State Security Law Exam
IAR
Series 65
Date: 11/5/2002
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 1/25/2001
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 2/23/2017
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 9/19/2002
General Securities Representative Examination
General Industry/Product Exam
RR
Series 6
Date: 1/25/2001
Investment Company Products/Variable Contracts Representative Examination

Current Firm

PF
PAOLI FINANCIAL ADVISORS, LTD.
PAOLI FINANCIAL ADVISORS, LTD.

CRD#: 174361 / SEC#:

Delaware
Registered Investment Advisory firm - (5/19/2023 Approved)
New Jersey
Registered Investment Advisory firm - (1/5/2016 Approved)
Pennsylvania
Registered Investment Advisory firm - (1/4/2016 Approved)
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Contact information

Main Address
73 Chestnut Road, Paoli, PA 19301
Mailing Address
Phone number
(610) 526-2790
Established
Firm type
Fiscal year end
# of Employees
3

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts15
AUM (Assets Under Management)$ 8,718,818

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

PAOLI FINANCIAL ADVISORS, LTD.

CRD#: 174361Paoli, PA 19301

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