PV
Peter J. Vanderlofske
CETERA INVESTMENT ADVISERS LLC
THE WOODLANDS, TX 77380
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CRD#: 1508254
PV
Professional summary
Peter Joseph Vanderlofske, who also goes by Peter Vanderlofske, is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in The Woodlands, Texas and CETERA WEALTH SERVICES, LLC located in The Woodlands, Texas.
Peter is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1989. Peter has worked at 8 firms and has passed the Series 63, SIE, Series 52, Series 62, Series 22, Series 6 and Series 2 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Peter Vanderlofske
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
(dba) POLARIS BENEFITS LLC; Investment Related; 6046 FM 2920, Suite 514, Spring, TX 77379-2542; President; Start Date 01/2006; 120 hours per month; Broker selling group medical, dental, life, vision. LTD, STD and on occasion working as a consultant for corporate clients to design and implement employee benefit plans. Also sell individual life, disability and long-term care products. >> BAYLOR RESEARCH ADVOCATES FOR STUDENT SCIENTISTS (BRASS); Non-Investment Related; One Baylor Plaza, MS BCM 215, Houston, TX 77030; Scholar Liaison/Board Member; Start Date 10/2014; 5 hours per month; BRASS supports student scientists in the graduate school at Baylor College of Medicine for the pursuit of excellence in biomedical research. My duties entail interfacing with the scholars to help them optimize the opportunities available to them through BRASS.
CRS (Client Relationship Summary) - RIA
Click below to view Peter Joseph Vanderlofske's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
February 20, 2025 - Present
CETERA INVESTMENT ADVISERS LLC
Office #1: 26006 Budde Road, The Woodlands, TX 77380RIA
CRD#: 105644
THE WOODLANDS, TX
Current
February 20, 2025 - Present
CETERA WEALTH SERVICES, LLC
Office #1: 26006 Budde Road, The Woodlands, TX 77380BD
CRD#: 13572
The Woodlands, TX
Past
July 23, 2014 - February 20, 2025
CONCOURSE FINANCIAL GROUP SECURITIES, INC.
RIA
CRD#: 15708
The Woodlands, TX
Past
July 17, 2014 - February 20, 2025
CONCOURSE FINANCIAL GROUP SECURITIES, INC.
BD
CRD#: 15708
The Woodlands, TX
Past
April 17, 2006 - July 22, 2014
PRINCIPAL SECURITIES, INC.
RIA
CRD#: 1137
HOUSTON, TX
Past
February 6, 2006 - July 22, 2014
PRINCIPAL SECURITIES, INC.
BD
CRD#: 1137
HOUSTON, TX
Past
January 7, 1998 - January 6, 2006
KESTRA INVESTMENT SERVICES, LLC
RIA
CRD#: 42046
HOUSTON, TX
Past
January 7, 1998 - January 6, 2006
KESTRA INVESTMENT SERVICES, LLC
BD
CRD#: 42046
AUSTIN, TX
Past
March 1, 1996 - January 2, 1998
MML INVESTORS SERVICES, LLC
BD
CRD#: 10409
SPRINGFIELD, MA
Past
August 3, 1992 - June 13, 1995
NEW ENGLAND SECURITIES
BD
CRD#: 615
NEW YORK, NY
Past
July 10, 1989 - March 1, 1996
G. R. PHELPS & CO., INC.
BD
CRD#: 173
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
California(2/20/2025)
RR
Florida(2/20/2025)
RR
Mississippi(2/20/2025)
RR
Nevada(2/20/2025)
RR
New York(2/20/2025)
RR
Texas(2/20/2025)
IAR
Texas(2/20/2025)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
RR
Series 62
Date: 11/22/1989
Corporate Securities Limited Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
RR
Series 2
Date: 5/8/1986
Non-Member General Securities ExaminationSRO Registrations
RR
FINRA
Current Firm
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
CETERA INVESTMENT ADVISERS LLC
CRD#: 105644The Woodlands, TX 77380TRUST BUT VERIFY
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