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JR

Jay A. Rodin

INTE SECURITIES LLC
New York, NY 10022
Some features on this profile are disabled
CRD#: 1507774
JR

Professional summary

Jay Avrahm Rodin, who also goes by Jay Avrham Rodin, is a registered financial professional currently at INTE SECURITIES LLC located in New York, New York.

Jay is registered as a RR (Registered Representative) and started their career in finance in 1987. Jay has worked at 12 firms and has passed the Series 63, SIE, Series 79, Series 7, Series 24 and Series 12 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Jay Avrham Rodin

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Jay Avrahm Rodin's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

October 11, 2019 - Present

INTE SECURITIES LLC

Office #1: 400 Park Avenue 4th Floor, New York, NY 10022
BD
CRD#: 47107
New York, NY
Past

May 30, 2011 - March 12, 2020

BROCK SECURITIES LLC

BD
CRD#: 122156
NEW YORK, NY
Past

March 26, 2010 - May 6, 2011

S. GOLDMAN ADVISORS, LLC

BD
CRD#: 139529
NEW YORK, NY
Past

June 18, 2009 - May 6, 2011

S. GOLDMAN CAPITAL LLC

BD
CRD#: 145107
NEW YORK, NY
Past

March 3, 2008 - December 24, 2008

I(DEA) GROUP SECURITIES LLC

BD
CRD#: 145739
NEW YORK, NY
Past

May 22, 2007 - March 5, 2008

BROCK SECURITIES LLC

BD
CRD#: 122156
NEW YORK, NY
Past

April 11, 1997 - May 22, 2007

SSC NY CORP.

BD
CRD#: 29804
NEW YORK, NY
Past

July 11, 1996 - April 28, 1997

LOEWENBAUM & COMPANY INCORPORATED

BD
CRD#: 26560
AUSTIN, TX
Past

April 25, 1996 - July 11, 1996

BRENNER SECURITIES CORPORATION

BD
CRD#: 26973
Past

April 4, 1995 - October 10, 1996

ACN SECURITIES INC.

BD
CRD#: 37645
NEW YORK, NY
Past

July 19, 1991 - July 8, 1994

NOMURA SECURITIES INTERNATIONAL, INC.

BD
CRD#: 4297
NEW YORK, NY
Past

November 9, 1990 - January 22, 1991

SMITH NEW COURT, INC.

BD
CRD#: 10510
NEW YORK, NY
Past

November 27, 1987 - October 8, 1990

PRUDENTIAL EQUITY GROUP, LLC

BD
CRD#: 7471
NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
New York
(10/11/2019)

Exams

State Security Law Exam
RR
Series 63
Date: 5/29/1990
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 79
Date: 5/23/2017
Investment Banking Registered Representative Examination
General Industry/Product Exam
RR
Series 7
Date: 11/23/1987
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 24
Date: 3/16/1993
General Securities Principal Examination
Principal/Supervisory Exam
RR
Series 12
Date: 2/9/1993
NYSE Branch Manager Examination
SRO Registrations
RR
FINRA

Current Firm

IS
INTE SECURITIES LLC
EQUINOX SECURITIES, LLC | TRUMP SECURITIES, LLC | INTE SECURITIES LLC

CRD#: 47107 / SEC#: , 8-51667

BD
Broker-Dealer Firm Regulated by FINRA (Florida district office)
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Contact information

Main Address
7000 W Palmetto Park Road Suite 503, Boca Raton, FL 33433
Mailing Address
7000 W Palmetto Park Road Suite 503, Boca Raton, FL 33433
Phone number
(212) 897-1694
Established
Florida since 08/14/2018
Firm type
Limited Liability Company
Fiscal year end
June
Firm Size
Small
# of Employees

FINRA licenses (53 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
SPINDEL, ALANMEMBER6141844
SPINDEL, HOWARDMEMBER708042
SPINDEL, JAYMEMBER1839344
STUPAY, MICHAEL ELLIOTMEMBER2287906
STUPAY, SHELLEYMEMBER5570644
OBSBAUM, FREDRIC MICHAELCCO1160811

Disclosures

Regulatory Event1

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

INTE SECURITIES LLC

CRD#: 47107New York, NY 10022

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