Philip M. Adkins

ADKINS SEALE CAPITAL MANAGEMENT LLC

Shreveport, LA 71101

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CRD#: 1507407

Professional summary

Philip Michael Adkins, who also goes by Mike Adkins, P Michael Adkins, is a registered financial advisor currently at ADKINS SEALE CAPITAL MANAGEMENT LLC located in Shreveport, Louisiana.

Philip is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1994. Philip has worked at 6 firms and has passed the Series 66, Series 63, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Mike Adkins | P Michael Adkins

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Philip Michael Adkins's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

April 19, 2013 - Present

ADKINS SEALE CAPITAL MANAGEMENT LLC

Office #1: 333 Texas Street, Suite 2235, Shreveport, LA 71101

RIA

CRD#: 166749

Shreveport, LA

Past

November 18, 2010 - May 2, 2013

MORGAN STANLEY

RIA

CRD#: 149777

SHREVEPORT, LA

Past

June 1, 2009 - May 2, 2013

MORGAN STANLEY

CRD#: 149777

SHREVEPORT, LA

Past

February 21, 2006 - June 1, 2009

CITIGROUP GLOBAL MARKETS INC.

CRD#: 7059

SHREVEPORT, LA

Past

December 8, 2004 - March 29, 2005

LEGG MASON WOOD WALKER, INCORPORATED

RIA

CRD#: 6555

SHREVEPORT, LA

Past

September 19, 2000 - February 21, 2006

LEGG MASON WOOD WALKER, INCORPORATED

CRD#: 6555

BALTIMORE, MD

Past

May 19, 2000 - August 11, 2000

AMSOUTH INVESTMENT SERVICES, INC.

CRD#: 15692

BIRMINGHAM, AL

Past

March 14, 1994 - February 11, 1997

CNB INVESTMENTS, INC.

CRD#: 17987

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

ADKINS SEALE CAPITAL MANAGEMENT LLC

ADKINS SEALE CAPITAL MANAGEMENT LLC | GOLDEN GATE, LLC

CRD#: 166749 / SEC#: 801-77795

RIA

Registered Investment Advisory firm - (4/5/2013 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Louisiana
(4/19/2013)

IAR

Texas
(4/19/2013)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 9/28/2000

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 7/11/1994

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 5/18/2000

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 6/18/1996

General Securities Principal Examination

Current Firm

ADKINS SEALE CAPITAL MANAGEMENT LLC

ADKINS SEALE CAPITAL MANAGEMENT LLC | GOLDEN GATE, LLC

CRD#: 166749 / SEC#: 801-77795

RIA

Registered Investment Advisory firm - (4/5/2013 Approved)

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Contact information

Main Address

333 Texas Street, Suite 2235, Shreveport, LA 71101

Mailing Address

Phone number

(318) 703-3641

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (3 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV PART 2A (3/10/2025)

APPENDIX 1 TO PART 2A (3/10/2025)

Regulatory assets under management

Total Number of Accounts	427
AUM (Assets Under Management)	$ 410,826,833

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

xxxxx@xxxx.xxx

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Firm Stability Insights

Philip M. Adkins

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Philip Michael Adkins's CRS (Customer Relationship Summary).

Certified licenses

Experience

MORGAN STANLEY

MORGAN STANLEY

CITIGROUP GLOBAL MARKETS INC.

LEGG MASON WOOD WALKER, INCORPORATED

LEGG MASON WOOD WALKER, INCORPORATED

AMSOUTH INVESTMENT SERVICES, INC.

CNB INVESTMENTS, INC.

Primary Firm SEC Registration

ADKINS SEALE CAPITAL MANAGEMENT LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 9/28/2000

Series 63

Date: 7/11/1994

Series 7

Date: 5/18/2000

Series 24

Date: 6/18/1996

Current Firm

ADKINS SEALE CAPITAL MANAGEMENT LLC

Contact information

SEC notice filing (3 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

ADKINS SEALE CAPITAL MANAGEMENT LLC

TRUST BUT VERIFY

Contact information

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