Peter W. Tuz
CHASE INVESTMENT COUNSEL
Charlottesville, VA 22903-4897
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CRD#: 1507379
Professional summary
Peter William Tuz, CFP®, who also goes by Peter W Tuz, is a registered financial advisor currently at CHASE INVESTMENT COUNSEL CORPORATION located in Charlottesville, Virginia.
Peter is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1988. Peter has worked at 5 firms and has passed the Series 65, Series 63, Series 16 and Series 7 exams.
Question & Answer
What are your service offerings?
Investment Planning
Comprehensive Financial Planni...
Are you a "fiduciary"?
Yes
Aliases
Peter W Tuz
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
CHAIRMAN OF INVESTMENT COMMITTEE; OCTOBER 1, 2017 IS START DATE; 3 HOURS PER MONTH. RIPON COLLEGE, RIPON, WISCONSIN. THE BOARD OF TRUSTEES HELPS GOVERN THE COLLEGE AND THE INVESTMENT COMMITTEE SETS INVESTMENT POLICY FOR THE SCHOOLS ENDOWMENT AND OTHER FUNDS, WORKS WITH OUTSIDE CONSULTANT IN IMPLEMENTING POLICY, SELECTING MANAGERS, REVIEWING ACCOUNTS, ETC. CICC IS PRECLUDED FROM BUSINESS WITH THE SCHOOL AS LONG AS I AM A BOARD MEMBER.
MEMBER OF COMMITTEE OF FARMINGTON COUNTRY CLUB CHARGED WITH REVIEWING BENEFIT PLANS FOR CLUB EMPLOYEES INCLUDING SELECTING MUTUAL FUNDS FOR EMPLOYEE RETIREMENT PROGRAMS. MARCH 2015 IS START DATE. APPROXIMATELY EIGHT HOURS PER YEAR. FARMINGTON COUNTRY CLUB, CHARLOTTESVILLE, VA. THE COMMITTEE SELECTS MUTUAL FUNDS IN A VARIETY OF ASSET CLASSES FROM A LIST PROVIDED BY OUTSIDE CONSULTANT. COMMITTEE ALSO REVIEWS FUNDS CURRENTLY HELD FOR PERFORMANCE AND GOVERNANCE ISSUES.
CRS (Client Relationship Summary) - RIA
Click below to view Peter William Tuz's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2018
Experience
Current
September 26, 1997 - Present
CHASE INVESTMENT COUNSEL CORPORATION
Office #1: 350 Old Ivy Way, Suite 100, Charlottesville, VA 22903-4897RIA
CRD#: 104648
Charlottesville, VA
Past
October 4, 2001 - July 8, 2013
QUASAR DISTRIBUTORS, LLC
BD
CRD#: 103848
PORTLAND, ME
Past
December 5, 1997 - October 4, 2001
FIRST FUND DISTRIBUTORS, INC.
BD
CRD#: 27038
PHOENIX, AZ
Past
February 26, 1991 - June 10, 1997
MORGAN KEEGAN & COMPANY, LLC
BD
CRD#: 4161
MEMPHIS, TN
Past
January 20, 1988 - January 8, 1991
HOWARD, WEIL, LABOUISSE, FRIEDRICHS INC.
BD
CRD#: 414
NEW ORLEANS, LA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CHASE INVESTMENT COUNSEL CORPORATION
CHASE INVESTMENT COUNSEL CORP | CHASE INVESTMENT COUNSEL CORPORATION
CRD#: 104648 / SEC#: 801-3396
RIA
Registered Investment Advisory firm - (3/5/1964 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Texas(5/6/2015)
IAR
Virginia(9/26/1997)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
CI
CHASE INVESTMENT COUNSEL CORPORATION
CHASE INVESTMENT COUNSEL CORP | CHASE INVESTMENT COUNSEL CORPORATION
CRD#: 104648 / SEC#: 801-3396
RIA
Registered Investment Advisory firm - (3/5/1964 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
350 Old Ivy Way, Suite 100, Charlottesville, VA 22903-4897
Mailing Address
Phone number
(434) 293-9104
Established
Firm type
Fiscal year end
# of Employees
7
SEC notice filing (2 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 121 |
| AUM (Assets Under Management) | $ 452,198,390 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/20/2024 | ||
| 09/22/2023 | ||
| 01/26/2023 |
Red Flags
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Company Information
CHASE INVESTMENT COUNSEL CORPORATION
CRD#: 104648Charlottesville, VA 22903-4897TRUST BUT VERIFY
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Contact information
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