Stuart D. Chaussee
Professional summary
Stuart Dubes Chaussee is a registered financial advisor currently at STUART CHAUSSÉE & ASSOCIATES, INC. located in Palos Verdes Estates, California.
Stuart is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1986. Stuart has worked at 3 firms and has passed the Series 65, Series 7 and Series 3 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Stuart Dubes Chaussee's CRS (Customer Relationship Summary).
Certified licenses
Experience
June 19, 2012 - Present
STUART CHAUSSÉE & ASSOCIATES, INC.
January 28, 1997 - February 25, 2009
STUART CHAUSSÉE & ASSOCIATES, INC.
August 19, 1986 - October 26, 1987
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
May 30, 1986 - August 21, 1986
PRUDENTIAL EQUITY GROUP, LLC
Primary Firm SEC Registration
STUART CHAUSSÉE & ASSOCIATES, INC.
CRD#: 112105 / SEC#: 801-110912
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(6/19/2012)
(2/18/2020)
Exams
Current Firm
STUART CHAUSSÉE & ASSOCIATES, INC.
CRD#: 112105 / SEC#: 801-110912
Contact information
SEC notice filing (3 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 473 |
| AUM (Assets Under Management) | $ 407,851,243 |
Red Flags
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