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LR

Leslie D. Reed

RIM GROUP
INDIANAPOLIS, IN 46268
Some features on this profile are disabled
CRD#: 1506744
LR

Professional summary

Leslie Dean Reed is a registered financial advisor currently at RIM GROUP located in Indianapolis, Indiana.

Leslie is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1986. Leslie has worked at 11 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 24 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
INVESTMENT ADVISOR REPRESENTATIVE & OWNER OF REED INVESTMENT MANAGEMENT, LLC (RIM GROUP), 20 TO 30 HOURS PER WEEK. AUTHOR - PHIMISMS PUBLISHING COMPANY, NON-INVESTMENT RELATED, 4310 GUION ROAD INDIANAPOLIS, IN, 20 HOURS PER MONTH. SALE OF FIXED INSURANCE PRODUCTS THROUGH FMO INSOURCE INC., 8500 KEYSTONE CROSSING BLVD SUITE 300, INDIANAPOLIS, IN 3 HOURS PER WEEK

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Leslie Dean Reed's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

July 25, 2011 - Present

RIM GROUP

Office #1: 8401 Moller Road, Indianapolis, IN 46268
RIA
CRD#: 157108
INDIANAPOLIS, IN
Past

February 4, 2014 - July 13, 2015

AMERICAN EQUITY INVESTMENT CORPORATION

BD
CRD#: 40199
NEW ALBANY, IN
Past

March 12, 2010 - August 31, 2012

AMERICAN EQUITY INVESTMENT CORPORATION

BD
CRD#: 40199
NEW ALBANY, IN
Past

July 19, 2007 - February 27, 2009

ONEAMERICA SECURITIES, INC.

BD
CRD#: 4173
INDIANAPOLIS, IN
Past

October 2, 2006 - January 5, 2007

CHICAGO INVESTMENT GROUP, LLC

BD
CRD#: 11853
INDIANAPOLIS, IN
Past

July 6, 2005 - June 23, 2006

CHASE INVESTMENT SERVICES CORP.

RIA
CRD#: 25574
INDIANAPOLIS, IN
Past

July 6, 2005 - June 23, 2006

CHASE INVESTMENT SERVICES CORP.

BD
CRD#: 25574
INDIANAPOLIS, IN
Past

March 11, 2005 - July 6, 2005

BANC ONE SECURITIES CORPORATION

RIA
CRD#: 16999
INDIANAPOLIS, IN
Past

November 19, 2004 - July 6, 2005

BANC ONE SECURITIES CORPORATION

BD
CRD#: 16999
CHICAGO, IL
Past

October 1, 1999 - November 19, 2004

SUNAMERICA SECURITIES, INC.

BD
CRD#: 20068
PHOENIX, AZ
Past

September 8, 1997 - October 5, 1999

RICHARD B. VANCE & COMPANY

BD
CRD#: 3656
JOLIET, IL
Past

September 24, 1990 - September 4, 1997

ROBERT W. BAIRD & CO. INCORPORATED

BD
CRD#: 8158
MILWAUKEE, WI
Past

August 25, 1989 - September 28, 1990

PRUDENTIAL EQUITY GROUP, LLC

BD
CRD#: 7471
NEW YORK, NY
Past

June 25, 1986 - August 25, 1989

THOMSON MCKINNON SECURITIES INC.

BD
CRD#: 829
NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Indiana
(7/25/2011)

Exams

State Security Law Exam
IAR
Series 65
Date: 5/18/2011
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 6/30/1986
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 7/13/2015
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 6/21/1986
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 24
Date: 6/29/2000
General Securities Principal Examination

Current Firm

RG
RIM GROUP
REED INVESTMENT MANAGEMENT, LLC | RIM GROUP

CRD#: 157108 / SEC#:

Indiana
Registered Investment Advisory firm - (7/25/2011 Approved)
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Contact information

Main Address
8401 Moller Road, Indianapolis, IN 46268
Mailing Address
Phone number
(317) 308-9690
Established
Firm type
Fiscal year end
# of Employees
1

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts65
AUM (Assets Under Management)$ 1,092,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

RIM GROUP

CRD#: 157108Indianapolis, IN 46268

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