John A. Whiteknight
Professional summary
John Allen Whiteknight, CFP®, who also goes by John Allen Whitenight, is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Albuquerque, New Mexico and CETERA WEALTH SERVICES, LLC located in Albuquerque, New Mexico.
John is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1986. John has worked at 16 firms and has passed the Series 65, Series 63, Series 52TO, SIE, Series 7, Series 53 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view John Allen Whiteknight's CRS (Customer Relationship Summary).
Certified licenses
Experience
June 29, 2023 - Present
CETERA INVESTMENT ADVISERS LLC
Office #1: 7770 Jefferson St Ne Suite 405, Albuquerque, NM 87109Office #2: 132 Romero Street # 21, Santa Fe, NM 87501June 26, 2018 - Present
CETERA WEALTH SERVICES, LLC
Office #1: 7770 Jefferson St Ne Suite 405, Albuquerque, NM 87109June 28, 2018 - June 29, 2023
CETERA WEALTH SERVICES, LLC
August 16, 2013 - May 8, 2017
CUNA BROKERAGE SERVICES, INC.
August 16, 2013 - May 8, 2017
CUNA BROKERAGE SERVICES, INC.
September 5, 2012 - January 4, 2013
AMERIPRISE FINANCIAL SERVICES, LLC
September 5, 2012 - January 4, 2013
AMERIPRISE FINANCIAL SERVICES, LLC
May 16, 2011 - July 2, 2012
CHARLES SCHWAB & CO., INC.
May 16, 2011 - July 2, 2012
CHARLES SCHWAB & CO., INC.
June 11, 2010 - April 25, 2011
MML INVESTORS SERVICES, LLC
June 11, 2010 - April 25, 2011
MML INVESTORS SERVICES, LLC
June 11, 2009 - September 28, 2009
CETERA ADVISORS LLC
June 11, 2009 - September 28, 2009
CETERA ADVISORS LLC
October 5, 2007 - April 3, 2009
AMERIPRISE FINANCIAL SERVICES, LLC
October 5, 2007 - April 3, 2009
AMERIPRISE FINANCIAL SERVICES, LLC
August 15, 2001 - December 31, 2003
VOYA FINANCIAL ADVISORS, INC.
July 26, 2001 - March 27, 2007
CETERA ADVISORS LLC
July 17, 2001 - November 14, 2003
BANCWEST INVESTMENT SERVICES, INC.
July 17, 2001 - December 31, 2003
CETERA INVESTMENT SERVICES LLC
July 17, 2001 - December 31, 2003
GUARANTY BROKERAGE SERVICES, INC.
July 17, 2001 - December 31, 2003
BANCNORTH INVESTMENT GROUP, INC.
July 16, 2001 - December 31, 2003
VESTAX SECURITIES CORPORATION
July 6, 2001 - August 17, 2001
CETERA WEALTH SERVICES, LLC
July 5, 2001 - December 31, 2003
IFG NETWORK SECURITIES, INC.
June 19, 2001 - December 31, 2002
LOCUST STREET SECURITIES, INC.
October 19, 1999 - June 8, 2001
IDS LIFE INSURANCE COMPANY
May 22, 1986 - June 8, 2001
AMERIPRISE FINANCIAL SERVICES, LLC
Primary Firm SEC Registration
CETERA INVESTMENT ADVISERS LLC
CRD#: 105644 / SEC#: 801-20406
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(7/26/2024)
(7/26/2024)
(1/16/2025)
(7/26/2024)
(9/9/2024)
(9/9/2024)
(6/9/2025)
(1/16/2025)
(6/26/2018)
(6/29/2023)
(7/26/2024)
(9/9/2024)
(7/26/2024)
(1/16/2025)
(7/26/2024)
(7/26/2024)
Exams
Series 52TO
Date: 1/2/2023
Municipal Securities Representative ExaminationFINRA
Current Firm
CETERA INVESTMENT ADVISERS LLC
CRD#: 105644 / SEC#: 801-20406
Contact information
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
CETERA INVESTMENT ADVISERS LLC
CRD#: 105644Albuquerque, NM 87109TRUST BUT VERIFY
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