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Sherry Lynn Solowey

CRD# 1505829·Registered 1987 - 2015
Previously Registered: Being a previously registered professional could mean that Sherry is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Sherry Lynn Solowey was a registered financial advisor. Sherry was a previously registered financial professional and started their career in finance 1987 - 2015. Sherry had worked at 1 firm and has passed the Series 27 exam.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

39 years in the financial services industry

Current & Past Employments

ACS EXECUTION SERVICES, LLC·CRD# 17972
BD
Miami, FL
June 8, 1987 - November 12, 2015

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Current Firm

AE
ACS EXECUTION SERVICES, LLC

ACS EXECUTION SERVICES, LLC | SOLOWEY & CO.

CRD#: 17972 / SEC#: 8-36005
BD
Broker-Dealer Firm Regulated by FINRA (Woodbridge district office)

Contact Information

Main Address

12 Broad Street 2nd Floor, Red Bank, NJ 07701

Mailing Address

12 Broad Street 2nd Floor, Red Bank, NJ 07701

Phone Number

(732) 204-8999

Established

Delaware since 11/13/2015

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Small

FINRA licenses (3 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Direct owners and executive officers

NamePositionCRD#
ACS GLOBAL HOLDINGS, LLCSOLE MEMBER—
DEROLF, MARK KENNETHCHIEF COMPLIANCE OFFICER1924355
LANG, TIMOTHY JUDECHIEF EXECUTIVE OFFICER & EXECUTIVE REP.1109356
MURPHY, KRISTENCHIEF FINANCIAL OFFICER & FINOP2287252

Disclosures

Regulatory Event

3

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 27 — Financial and Operations Principal Examination

Passed Jun 1987About the Series 27 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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