John W. Day
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
John Whitney Day, CIMA® was a registered financial professional .
John is a previously registered financial professional and started their career in finance in 1986. John had worked at 9 firms and has passed the Series 65, Series 63, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 4, 2025 - December 31, 2025
WEALTH ADVISORS, L.L.C.
January 19, 2016 - December 31, 2024
WEALTH ADVISORS, L.L.C.
May 20, 2004 - December 31, 2015
WEALTH ADVISORS, L.L.C.
October 11, 2000 - December 31, 2005
WEALTH ADVISORS OF OKLAHOMA, L.L.C.
August 21, 2000 - August 25, 2003
TRIAD ADVISORS LLC
June 29, 1999 - August 24, 2000
NEW ENGLAND SECURITIES
April 27, 1988 - December 10, 1993
THE PRUDENTIAL INSURANCE COMPANY OF AMERICA
April 27, 1988 - June 14, 1999
PRUCO SECURITIES, LLC.
February 16, 1988 - April 12, 1988
TRANSAMERICA FINANCIAL ADVISORS, INC.
February 16, 1988 - April 18, 1988
TRANSAMERICA SECURITIES SALES CORPORATION
June 25, 1986 - February 12, 1988
SIGNATOR INVESTORS, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
WEALTH ADVISORS, L.L.C.
CRD#: 131248 / SEC#: 801-68176
Contact information
Regulatory assets under management
| Total Number of Accounts | 150 |
| AUM (Assets Under Management) | $ 38,891,372 |
Red Flags
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