Scott J. Peterson

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CRD#: 1505234

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Scott Jennings Peterson, CFP® was a registered financial professional .

Scott is a previously registered financial professional and started their career in finance in 1986. Scott had worked at 10 firms and has passed the Series 65, Series 63, Series 31 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Scott J Peterson (self employed). Not investment-related. 3104 S Mamer Road, Spokane Valley, WA 99037. Sale of life insurance and annuities. Sole proprietor. Start date 09/01/1984. 160 hours per month. 60 hours per month during securities trading hours. Sale of life insurance and annuities to individual customers.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 1989

Experience

Past

April 6, 2017 - March 22, 2022

IAMS WEALTH MANAGEMENT, LLC

RIA

CRD#: 286085

Spokane Valley, WA

Past

June 1, 2007 - December 17, 2008

VORPAHL WING SECURITIES INC.

CRD#: 47548

SPOKANE, WA

Past

May 21, 2004 - June 21, 2005

DMK ADVISOR GROUP, INC.

RIA

CRD#: 41067

SPOKANE, WA

Past

May 10, 2004 - June 21, 2005

DMK ADVISOR GROUP, INC.

CRD#: 41067

LUTZ, FL

Past

September 8, 1997 - February 25, 2004

PACIFIC WEST SECURITIES, INC.

CRD#: 6390

RENTON, WA

Past

November 16, 1995 - September 23, 1997

AMERIPRISE FINANCIAL SERVICES, LLC

CRD#: 6363

MINNEAPOLIS, MN

Past

November 15, 1991 - May 24, 1994

WALNUT STREET SECURITIES, INC.

CRD#: 15840

EL SEGUNDO, CA

Past

January 4, 1990 - November 22, 1991

MUTUAL SERVICE CORPORATION

CRD#: 4806

BOSTON, MA

Past

January 6, 1988 - January 11, 1990

CETERA WEALTH SERVICES, LLC

CRD#: 13572

EL SEGUNDO, CA

Past

December 24, 1987 - February 4, 1988

INTEGRATED RESOURCES EQUITY CORPORATION

CRD#: 6403

Past

May 27, 1986 - December 24, 1987

FINANCIAL PLANNERS EQUITY CORPORATION

CRD#: 7420

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

IAMS WEALTH MANAGEMENT, LLC

CRD#: 286085 / SEC#: 801-108875

RIA

Registered Investment Advisory firm - (1/9/2017 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 7/6/1994

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 7/5/1986

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 31

Date: 6/15/2001

Futures Managed Funds Examination

General Industry/Product Exam

Series 7

Date: 5/17/1986

General Securities Representative Examination

Current Firm

IAMS WEALTH MANAGEMENT, LLC

CRD#: 286085 / SEC#: 801-108875

RIA

Registered Investment Advisory firm - (1/9/2017 Approved)

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Contact information

Main Address

18881 West Dodge Road Suite 180e, Omaha, NE 68022

Mailing Address

Phone number

(888) 255-7670

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (40 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

IAMS WEALTH MANAGEMENT, LLC FORM ADV PART 2A BROCHURE (10/6/2025)

Regulatory assets under management

Total Number of Accounts	2,104
AUM (Assets Under Management)	$ 343,012,390

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Scott J. Peterson

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

VORPAHL WING SECURITIES INC.

DMK ADVISOR GROUP, INC.

DMK ADVISOR GROUP, INC.

PACIFIC WEST SECURITIES, INC.

AMERIPRISE FINANCIAL SERVICES, LLC

WALNUT STREET SECURITIES, INC.

MUTUAL SERVICE CORPORATION

CETERA WEALTH SERVICES, LLC

INTEGRATED RESOURCES EQUITY CORPORATION

FINANCIAL PLANNERS EQUITY CORPORATION

Primary Firm SEC Registration

IAMS WEALTH MANAGEMENT, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 7/6/1994

Series 63

Date: 7/5/1986

Series 31

Date: 6/15/2001

Series 7

Date: 5/17/1986

Current Firm

IAMS WEALTH MANAGEMENT, LLC

Contact information

SEC notice filing (40 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

IAMS WEALTH MANAGEMENT, LLC

TRUST BUT VERIFY

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