Gene C. Bond
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Gene Coy Bond, who also goes by Gene Coy Bond Jr, Gene Coy Bond, Gene Coy Jr Bond, was a registered financial professional .
Gene is a previously registered financial professional and started their career in finance in 1986. Gene had worked at 13 firms and has passed the Series 65, Series 63, Series 6, Series 7 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 23, 2023 - December 20, 2024
TUCKER ASSET MANAGEMENT LLC
May 9, 2022 - January 30, 2023
GRADIENT ADVISORS, LLC
November 2, 2020 - March 7, 2022
ALPHASTAR CAPITAL MANAGEMENT
April 18, 2019 - November 6, 2020
SIMPLICITY WEALTH
April 13, 2018 - May 13, 2019
WEALTH WATCH ADVISORS, INC
October 3, 2016 - April 25, 2018
CORECAP ADVISORS
September 25, 2015 - October 4, 2016
REGAL INVESTMENT ADVISORS LLC
February 1, 2012 - September 3, 2013
ALLSTATE FINANCIAL SERVICES, LLC
October 16, 2003 - December 4, 2004
PFS INVESTMENTS INC.
July 2, 1993 - January 2, 1998
PRUCO SECURITIES, LLC.
January 4, 1993 - June 25, 1993
IFG NETWORK SECURITIES, INC.
August 5, 1992 - December 31, 1992
PLANNED INVESTMENTS INC.
May 22, 1987 - August 14, 1992
PFS INVESTMENTS INC.
May 23, 1986 - December 9, 1986
THE STUART-JAMES COMPANY, INCORPORATED
Primary Firm SEC Registration
TUCKER ASSET MANAGEMENT LLC
CRD#: 174844 / SEC#: 801-107110
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
TUCKER ASSET MANAGEMENT LLC
CRD#: 174844 / SEC#: 801-107110
Contact information
SEC notice filing (39 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 4,243 |
| AUM (Assets Under Management) | $ 640,805,363 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
