Eugene M. Musselwhite

TRANSAMERICA RETIREMENT ADVISORS

Matthews, NC

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CRD#: 1503990

Professional summary

Eugene Mcmillan Musselwhite III, who also goes by E. M. Musselwhite III, Eugene Macmillan Musselwhite, Eugene Mcmillan Musselwhite, Mac Musselwhite, is a registered financial advisor currently at TRANSAMERICA RETIREMENT ADVISORS, LLC located in Matthews, North Carolina and TRANSAMERICA INVESTORS SECURITIES, LLC located in Brewster, New York.

Eugene is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1994. Eugene has worked at 14 firms and has passed the Series 63, Series 65, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

E. M. Musselwhite Iii | Eugene Macmillan Musselwhite | Eugene Mcmillan Musselwhite | Mac Musselwhite

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

2) NAMES AND ADDRESS: EUGENE MUSSELWHITE, 1245 MILL RACE LANE, MATTHEWS, NC CATEGORY: REAL ESTATE RENTAL INVESTMENT- RELATED: YES TITLE: OWNER DUTIES: MAINTAINS RENTAL PROPERTY AND COLLECTS RENT. START DATE: 1/2005 HOURS PER MONTH:2 HOURS PER MONTH DURING TRADING HOURS: 0 4): EUGENE MUSSELWHITE, 799 CRAGGY POINTE, UNIT 25C, SUGAR MOUNTAIN, NC 28604 CATEGORY: REAL ESTATE RENTAL INVESTMENT-RELATED: YES TITLE: OWNER DUTIES: OWNS PROPERTY AND COLLECTS RENT. START DATE: 8/2013 HOURS PER MONTH: 10 HOURS PER MONTH DURING TRADING HOURS: 0

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Eugene Mcmillan Musselwhite III's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 5, 2017 - Present

TRANSAMERICA RETIREMENT ADVISORS, LLC

RIA

CRD#: 107319

Matthews, NC

Current

January 5, 2017 - Present

TRANSAMERICA INVESTORS SECURITIES, LLC

CRD#: 32205

Brewster, NY

Past

February 20, 2012 - December 27, 2016

OSAIC FA, INC.

CRD#: 3978

FORT WAYNE, IN

Past

February 15, 2012 - December 27, 2016

OSAIC FA, INC.

RIA

CRD#: 3978

MATTHEWS, NC

Past

November 30, 2010 - February 16, 2011

INTERCAROLINA FINANCIAL SERVICES, INC.

RIA

CRD#: 19475

MATTHEWS, NC

Past

November 30, 2010 - February 16, 2011

INTERCAROLINA FINANCIAL SERVICES, INC.

CRD#: 19475

GREENSBORO, NC

Past

February 27, 2008 - January 28, 2009

NEWPORT GROUP SECURITIES, INC.

RIA

CRD#: 29722

LAKE MARY, FL

Past

February 27, 2008 - January 28, 2009

NEWPORT GROUP SECURITIES, INC.

CRD#: 29722

LAKE MARY, FL

Past

March 26, 2004 - December 31, 2007

UVEST FINANCIAL SERVICES GROUP, INC.

RIA

CRD#: 13787

CHARLOTTE, NC

Past

March 26, 2004 - December 31, 2007

UVEST FINANCIAL SERVICES GROUP, INC.

CRD#: 13787

CHARLOTTE, NC

Past

December 11, 2002 - August 13, 2003

BANC OF AMERICA INVESTMENT SERVICES, INC.

RIA

CRD#: 16361

CHARLOTTE, NC

Past

September 26, 2002 - August 13, 2003

BANC OF AMERICA INVESTMENT SERVICES, INC.

CRD#: 16361

BOSTON, MA

Past

October 1, 2000 - November 30, 2000

WELLS FARGO CLEARING SERVICES, LLC

CRD#: 19616

ST. LOUIS, MO

Past

December 7, 1999 - October 1, 2000

FIRST UNION BROKERAGE SERVICES, INC.

CRD#: 8112

CHARLOTTE, NC

Past

December 7, 1995 - March 24, 1998

CHARLES SCHWAB & CO., INC.

CRD#: 5393

WESTLAKE, TX

Past

June 29, 1995 - December 22, 1995

MOREHEAD INVESTMENT ADVISORS, INC.

CRD#: 35559

CHARLOTTE, NC

Past

February 15, 1995 - July 10, 1995

FSC SECURITIES CORPORATION

CRD#: 7461

ATLANTA, GA

Past

December 6, 1994 - February 17, 1995

KEOGLER, MORGAN & COMPANY, INC.

CRD#: 16546

ATLANTA, GA

Past

June 9, 1994 - December 9, 1994

PRUDENTIAL EQUITY GROUP, LLC

CRD#: 7471

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

TRANSAMERICA RETIREMENT ADVISORS, LLC

DIVERSIFIED INVESTMENT ADVISORS INC | TRANSAMERICA RETIREMENT ADVISORS, LLC | TRANSAMERICA RETIREMENT ADVISORS, INC. | DIVERSIFIED RETIREMENT CORPORATION | DIVERSIFIED INVESTMENT ADVISORS, INC.

CRD#: 107319 / SEC#: 801-42910

RIA

Registered Investment Advisory firm - (12/16/1992 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

North Carolina
(1/5/2017)

IAR

North Carolina
(1/5/2017)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

Series 63

Date: 6/24/1994

Uniform Securities Agent State Law Examination

State Security Law Exam

IAR

Series 65

Date: 6/22/1994

Uniform Investment Adviser Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 6/8/1994

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

TRANSAMERICA RETIREMENT ADVISORS, LLC

DIVERSIFIED INVESTMENT ADVISORS INC | TRANSAMERICA RETIREMENT ADVISORS, LLC | TRANSAMERICA RETIREMENT ADVISORS, INC. | DIVERSIFIED RETIREMENT CORPORATION | DIVERSIFIED INVESTMENT ADVISORS, INC.

CRD#: 107319 / SEC#: 801-42910

RIA

Registered Investment Advisory firm - (12/16/1992 Approved)

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Contact information

Main Address

6400 C Street Sw, Cedar Rapids, IA 52499

Mailing Address

Phone number

(866) 368-0566

Established

Firm type

Fiscal year end

# of Employees

383

SEC notice filing (53 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

TRANSAMERICA RETIREMENT ADVISORS, LLC THIRD PARTY MONEY MANAGERS BROCHURES (5/22/2025)

TRANSAMERICA RETIREMENT ADVISORS, LLC TRANSAMERICA PERSONALIZED PORTFOLIOS BROCHURE (2/14/2025)

TRANSAMERICA RETIREMENT ADVISORS, LLC. DEFINED BENEFIT SERVICES BROCHURE (2/14/2025)

TRANSAMERICA RETIREMENT ADVISORS, LLC. MANAGED ADVICE SERVICES BROCHURE (2/14/2025)

Regulatory assets under management

Total Number of Accounts	212,836
AUM (Assets Under Management)	$ 16,157,423,229

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
10/10/2025	Cover Page	Report
10/25/2024	Cover Page	Report
07/25/2023	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Eugene M. Musselwhite

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Eugene Mcmillan Musselwhite III's CRS (Customer Relationship Summary).

Certified licenses

Experience

TRANSAMERICA INVESTORS SECURITIES, LLC

OSAIC FA, INC.

OSAIC FA, INC.

INTERCAROLINA FINANCIAL SERVICES, INC.

INTERCAROLINA FINANCIAL SERVICES, INC.

NEWPORT GROUP SECURITIES, INC.

NEWPORT GROUP SECURITIES, INC.

UVEST FINANCIAL SERVICES GROUP, INC.

UVEST FINANCIAL SERVICES GROUP, INC.

BANC OF AMERICA INVESTMENT SERVICES, INC.

BANC OF AMERICA INVESTMENT SERVICES, INC.

WELLS FARGO CLEARING SERVICES, LLC

FIRST UNION BROKERAGE SERVICES, INC.

CHARLES SCHWAB & CO., INC.

MOREHEAD INVESTMENT ADVISORS, INC.

FSC SECURITIES CORPORATION

KEOGLER, MORGAN & COMPANY, INC.

PRUDENTIAL EQUITY GROUP, LLC

Primary Firm SEC Registration

TRANSAMERICA RETIREMENT ADVISORS, LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 6/24/1994

Series 65

Date: 6/22/1994

SIE

Date: 10/1/2018

Series 7

Date: 6/8/1994

FINRA

Current Firm

TRANSAMERICA RETIREMENT ADVISORS, LLC

Contact information

SEC notice filing (53 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

TRANSAMERICA RETIREMENT ADVISORS, LLC

TRUST BUT VERIFY

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