Eugene M. Musselwhite
Professional summary
Eugene Mcmillan Musselwhite III, who also goes by E. M. Musselwhite III, Eugene Macmillan Musselwhite, Eugene Mcmillan Musselwhite, Mac Musselwhite, is a registered financial advisor currently at TRANSAMERICA RETIREMENT ADVISORS, LLC located in Matthews, North Carolina and TRANSAMERICA INVESTORS SECURITIES, LLC located in Harrison, New York.
Eugene is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1994. Eugene has worked at 14 firms and has passed the Series 63, Series 65, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Eugene Mcmillan Musselwhite III's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 5, 2017 - Present
TRANSAMERICA RETIREMENT ADVISORS, LLC
January 5, 2017 - Present
TRANSAMERICA INVESTORS SECURITIES, LLC
Office #1: 440 Mamaroneck Avenue, Harrison, NY 10528February 20, 2012 - December 27, 2016
OSAIC FA, INC.
February 15, 2012 - December 27, 2016
OSAIC FA, INC.
November 30, 2010 - February 16, 2011
INTERCAROLINA FINANCIAL SERVICES, INC.
November 30, 2010 - February 16, 2011
INTERCAROLINA FINANCIAL SERVICES, INC.
February 27, 2008 - January 28, 2009
NEWPORT GROUP SECURITIES, INC.
February 27, 2008 - January 28, 2009
NEWPORT GROUP SECURITIES, INC.
March 26, 2004 - December 31, 2007
UVEST FINANCIAL SERVICES GROUP, INC.
March 26, 2004 - December 31, 2007
UVEST FINANCIAL SERVICES GROUP, INC.
December 11, 2002 - August 13, 2003
BANC OF AMERICA INVESTMENT SERVICES, INC.
September 26, 2002 - August 13, 2003
BANC OF AMERICA INVESTMENT SERVICES, INC.
October 1, 2000 - November 30, 2000
WELLS FARGO CLEARING SERVICES, LLC
December 7, 1999 - October 1, 2000
FIRST UNION BROKERAGE SERVICES, INC.
December 7, 1995 - March 24, 1998
CHARLES SCHWAB & CO., INC.
June 29, 1995 - December 22, 1995
MOREHEAD INVESTMENT ADVISORS, INC.
February 15, 1995 - July 10, 1995
FSC SECURITIES CORPORATION
December 6, 1994 - February 17, 1995
KEOGLER, MORGAN & COMPANY, INC.
June 9, 1994 - December 9, 1994
PRUDENTIAL EQUITY GROUP, LLC
Primary Firm SEC Registration
TRANSAMERICA RETIREMENT ADVISORS, LLC
CRD#: 107319 / SEC#: 801-42910
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(1/5/2017)
(1/5/2017)
Exams
FINRA
Current Firm
TRANSAMERICA RETIREMENT ADVISORS, LLC
CRD#: 107319 / SEC#: 801-42910
Contact information
SEC notice filing (53 States and Territories)
Documents
Part 2 Brochures
Regulatory assets under management
| Total Number of Accounts | 212,836 |
| AUM (Assets Under Management) | $ 16,157,423,229 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/10/2025 | ||
| 10/25/2024 | ||
| 07/25/2023 |
Red Flags
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