John C. Lantieri
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
John Charles Lantieri, who also goes by John C Lanteri, John Charles Lanteri, John C Lantieri, was a registered financial professional .
John is a previously registered financial professional and started their career in finance in 1986. John had worked at 10 firms and has passed the Series 63, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 30, 1997 - June 17, 1998
JOSEPH STEVENS & CO., INC.
May 5, 1997 - June 3, 1997
FAS WEALTH MANAGEMENT SERVICES, INC.
December 20, 1995 - April 7, 1997
ARGENT SECURITIES, INC.
April 27, 1994 - December 20, 1995
H.J. MEYERS & CO., INC.
July 16, 1990 - March 26, 1994
A.S. GOLDMEN & CO., INC.
April 19, 1989 - October 19, 1990
FIRST FIDELITY CAPITAL CORP.
January 5, 1988 - April 29, 1989
J. T. MORAN & CO., INC.
December 21, 1987 - January 12, 1988
COPELAND SECURITIES INCORPORATED
February 2, 1987 - December 22, 1987
PHILIPS, APPEL & WALDEN, INC.
September 24, 1986 - February 3, 1987
ROONEY, PACE INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
JOSEPH STEVENS & CO., INC.
CRD#: 35459 / SEC#: , 8-46901
Contact information
Documents
Disclosures
| Regulatory Event | 7 |
| Arbitration | 10 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
