Nicholas Stevens
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Nicholas Stevens, who also goes by Nicholas Stephen Bienkowski, was a registered financial professional .
Nicholas is a previously registered financial professional and started their career in finance in 1986. Nicholas had worked at 8 firms and has passed the Series 63, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 23, 2010 - September 6, 2013
MERRIMAC CORPORATE SECURITIES, INC.
October 28, 2005 - November 7, 2007
MERRIMAC CORPORATE SECURITIES, INC.
July 25, 2001 - October 31, 2003
ALLEN DOUGLAS SECURITIES, INC.
June 1, 1999 - August 26, 1999
BEDMINSTER FINANCIAL GROUP, LIMITED
December 14, 1994 - June 23, 1997
REICH & TANG DISTRIBUTORS, INC.
September 11, 1990 - January 1, 1994
AMG DISTRIBUTORS, INC.
February 3, 1989 - September 11, 1990
EVALUATION ASSOCIATES SECURITIES CO., INC.
April 1, 1987 - November 16, 1987
WAMU INVESTMENTS, INC.
May 20, 1986 - February 25, 1987
INVEST FINANCIAL CORPORATION
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
MERRIMAC CORPORATE SECURITIES, INC.
CRD#: 35463 / SEC#: , 8-46721
Contact information
Disclosures
| Regulatory Event | 7 |
| Arbitration | 2 |
Red Flags
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