Debra L. Pipines
Professional summary
Debra Louise Pipines is a registered financial professional currently at ERG SECURITIES (US) LLC located in Norwalk, Connecticut.
Debra is registered as a RR (Registered Representative) and started their career in finance in 1986. Debra has worked at 5 firms and has passed the Series 63, Series 99TO, SIE, Series 3, Series 7, Series 28 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Debra Louise Pipines's CRS (Customer Relationship Summary).
Certified licenses
Experience
November 12, 2002 - Present
ERG SECURITIES (US) LLC
Office #1: 50 Washington Street, Suite 921, Norwalk, CT 06854June 7, 1999 - July 28, 2000
DEUTSCHE BANK SECURITIES INC.
May 15, 1997 - June 7, 1999
DB ALEX. BROWN LLC
December 1, 1995 - September 17, 1996
DINNER KEY ADVISORS INCORPORATED
May 27, 1986 - November 20, 1995
SALOMON BROTHERS INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(6/20/2016)
(6/22/2016)
(12/20/2024)
(8/17/2020)
(7/20/2016)
(11/12/2002)
(8/5/2016)
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationSeries 28
Date: 10/12/2002
Introducing Broker/Dealer Financial Operations Principal ExaminationFINRA
Current Firm
ERG SECURITIES (US) LLC
CRD#: 121057 / SEC#: , 8-65376
Contact information
FINRA licenses (16 States and Territories)
Documents
Red Flags
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