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William J. Raike
WOODSTOCK WEALTH MANAGEMENT
Woodstock, GA 30188
Some features on this profile are disabled
CRD#: 1502298
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Professional summary
William Jasper Raike III, who also goes by Bill Raike, is a registered financial advisor currently at WOODSTOCK WEALTH MANAGEMENT, INC. located in Woodstock, Georgia.
William is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1986. William has worked at 6 firms and has passed the Series 65, Series 63, SIE, Series 55, Series 7, Series 4 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Bill Raike
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. NATIONAL DEVELOPERS of VA LLC, NOT INVESTMENT RELATED, 710 THOMPSON FALLS DRIVE, CANTON, GA 30114, DEVELOP LAND - CURRENTLY NOT ACTIVE, MANAGER / OWNER, 100% OWNERSHIP, STARTED 2003, 2 HOURS PER MONTH - 0 DURING TRADING, DUTIES ARE TO OVERSEE AND MANAGE - CURRENTLY NOT ACTIVE 2. WOODSTOCK HOLDINGS, INC. INVESTMENT RELATED, OWNER of WOODSTOCK WEALTH MANAGEMENT INC,; 250 RIVER PARK NORTH DRIVE, WOODSTOCK, GA 30188, HOLDING COMPANY, CEO, 35.27 OWNERSHIP, STARTED FEB 2010, TWO HOURS PER MONTH NOT DURING TRADING HOURS, DUTIES ARE CEO, OWNER AND DIRECTOR 3. SOLE PROP, INVESTMENT RELATED, 710 Thompson Drive , Canton, GA 30114, SELLING INSURANCE - NON SECURITIES, INSURANCE AGENT, 100% OWNERSHIP, STARTED MAY 2012, 1 HOURS PER MONTH - ZERO DURING TRADING HOURS, SELL NON SECURITIES INSURANCE.
CRS (Client Relationship Summary) - RIA
Click below to view William Jasper Raike III's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
May 23, 2018 - Present
WOODSTOCK WEALTH MANAGEMENT, INC.
Office #1: 250 River Park North Drive, Woodstock, GA 30188RIA
CRD#: 283472
Woodstock, GA
Past
February 7, 2006 - March 14, 2019
WOODSTOCK FINANCIAL GROUP, INC.
RIA
CRD#: 38095
WOODSTOCK, GA
Past
May 10, 1995 - December 12, 2019
WOODSTOCK FINANCIAL GROUP, INC.
BD
CRD#: 38095
WOODSTOCK, GA
Past
February 28, 1994 - May 12, 1995
FIRST COLONIAL SECURITIES
BD
CRD#: 25121
BOCA RATON, FL
Past
September 15, 1992 - January 19, 1994
DAVENPORT & COMPANY LLC
BD
CRD#: 1588
RICHMOND, VA
Past
January 2, 1987 - July 29, 1992
J. W. GANT & ASSOCIATES, INC.
BD
CRD#: 7963
Past
July 28, 1986 - January 2, 1987
MICHELIN AND COMPANY, INC.
BD
CRD#: 14447
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
WW
WOODSTOCK WEALTH MANAGEMENT, INC.
ASSET MANAGEMENT STRATEGIES | WOODSTOCK WEALTH MANAGEMENT, INC. | VERITAS FINANCIAL GROUP | TOMOLONIS FINANCIAL, LLC | SHIFT FINANCIAL GROUP, INC. | LOTUS POSITIONS, LLC | HALL WEALTH MANAGEMENT, LLC | FITZSIMMONS FINANCIAL SERVICES, LLC | FIT FINANCIAL | FIRST CHOICE FINANCIAL GROUP | FINTECH WEALTH MANAGEMENT, LLC | FESSLER FINANCIAL | EDGEWOOD FINANCIAL GROUP | COVENANT WEALTH MANAGEMENT | CBG FINANCIAL, INC. | BANYAN PRIVATE WEALTH
CRD#: 283472 / SEC#: 801-112663
RIA
Registered Investment Advisory firm - (3/30/2018 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Florida(6/14/2018)
IAR
Georgia(6/8/2018)
IAR
North Carolina(7/10/2018)
IAR
Ohio(7/2/2018)
IAR
Texas(5/23/2018)
IAR
Virginia(7/3/2018)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
RR
Series 55
Date: 3/2/2001
Limited Representative-Equity Trader ExamGeneral Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
Current Firm
WW
WOODSTOCK WEALTH MANAGEMENT, INC.
ASSET MANAGEMENT STRATEGIES | WOODSTOCK WEALTH MANAGEMENT, INC. | VERITAS FINANCIAL GROUP | TOMOLONIS FINANCIAL, LLC | SHIFT FINANCIAL GROUP, INC. | LOTUS POSITIONS, LLC | HALL WEALTH MANAGEMENT, LLC | FITZSIMMONS FINANCIAL SERVICES, LLC | FIT FINANCIAL | FIRST CHOICE FINANCIAL GROUP | FINTECH WEALTH MANAGEMENT, LLC | FESSLER FINANCIAL | EDGEWOOD FINANCIAL GROUP | COVENANT WEALTH MANAGEMENT | CBG FINANCIAL, INC. | BANYAN PRIVATE WEALTH
CRD#: 283472 / SEC#: 801-112663
RIA
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Contact information
Main Address
250 River Park North Drive, Woodstock, GA 30188
Mailing Address
Phone number
(800) 279-4468
Established
Firm type
Fiscal year end
# of Employees
26
SEC notice filing (35 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 2,834 |
| AUM (Assets Under Management) | $ 629,939,767 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
