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PH

Paul A. Henley

CEA ATLANTIC ADVISORS
Tampa, FL 33602
Some features on this profile are disabled
CRD#: 1502102
PH

Professional summary

Paul Allen Henley is a registered financial professional currently at CEA ATLANTIC ADVISORS, LLC located in Tampa, Florida.

Paul is registered as a RR (Registered Representative) and started their career in finance in 1986. Paul has worked at 14 firms and has passed the Series 63, SIE, Series 79, Series 3, Series 7, Series 4 and Series 24 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Paul Allen Henley's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

February 20, 2018 - Present

CEA ATLANTIC ADVISORS, LLC

Office #1: 101 East Kennedy Boulevard; Suite 3300, Tampa, FL 33602
BD
CRD#: 127146
Tampa, FL
Past

October 5, 2017 - February 12, 2018

MSC - BD, LLC

BD
CRD#: 142927
LAKE OSWEGO, OR
Past

June 22, 2017 - August 31, 2017

STILLPOINT CAPITAL, LLC

BD
CRD#: 133146
TAMPA, FL
Past

March 1, 2005 - September 14, 2005

U.S. CAPITAL PARTNERS, INC.

BD
CRD#: 120751
BOCA RATON, FL
Past

December 6, 2004 - March 7, 2005

MIDTOWN PARTNERS

BD
CRD#: 104223
LAND O LAKES, FL
Past

March 21, 2002 - November 26, 2002

ATHENA CAPITAL PARTNERS, INC.

BD
CRD#: 116226
TAMPA, FL
Past

September 20, 2001 - October 4, 2001

FIRST SECURITY INVESTMENTS, INC.

BD
CRD#: 24035
KINGSTON, PA
Past

October 21, 1996 - December 4, 2001

HORIZON CAPITAL, INC.

BD
CRD#: 41362
SARASOTA, FL
Past

March 29, 1993 - September 5, 1996

NORTHEAST SECURITIES, LLC

BD
CRD#: 25996
MITCHELFIELD, NY
Past

September 3, 1991 - December 10, 1992

ADDISON FINANCIAL SERVICES, INC.

BD
CRD#: 23746
PALM HARBOR, FL
Past

August 25, 1989 - August 7, 1991

PRUDENTIAL EQUITY GROUP, LLC

BD
CRD#: 7471
NEW YORK, NY
Past

May 8, 1989 - August 25, 1989

THOMSON MCKINNON SECURITIES INC.

BD
CRD#: 829
NEW YORK, NY
Past

January 27, 1988 - June 2, 1989

LEHMAN BROTHERS INC.

BD
CRD#: 7506
Past

May 21, 1986 - February 2, 1988

MORGAN STANLEY DW INC.

BD
CRD#: 7556

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Texas
(4/25/2018)

Exams

State Security Law Exam
RR
Series 63
Date: 7/7/2017
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 79
Date: 6/21/2017
Investment Banking Registered Representative Examination
General Industry/Product Exam
RR
Series 3
Date: 1/17/1992
National Commodity Futures Examination
General Industry/Product Exam
RR
Series 7
Date: 5/17/1986
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 4
Date: 5/24/2000
Registered Options Principal Examination
Principal/Supervisory Exam
RR
Series 24
Date: 8/5/1996
General Securities Principal Examination
SRO Registrations
RR
FINRA

Current Firm

CA
CEA ATLANTIC ADVISORS, LLC
CEA ATLANTIC ADVISORS, LLC | CEA MEDIA GROUP, LLC

CRD#: 127146 / SEC#: , 8-65962

BD
Broker-Dealer Firm Regulated by FINRA (Florida district office)
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Contact information

Main Address
101 East Kennedy Boulevard; Suite 3300, Tampa, FL 33602
Mailing Address
101 East Kennedy Boulevard; Suite 3300, Tampa, FL 33602
Phone number
(813) 226-8844
Established
Delaware since 09/03/2002
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (12 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
CEA GROUP, LLCMANAGING MEMBER
GORDON, BRAD ALEXANDERFINOP1194544
JUNG, MING GWONGDESIGNATED PRINCIPAL/CHIEF COMPLIANCE OFFICER2886486
MICHAELS, JOHN PATRICK JRCHAIRMAN/PRESIDENT1194614

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

CEA ATLANTIC ADVISORS, LLC

CRD#: 127146Tampa, FL 33602

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