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Laura Ann Delmolino

Laura A. Delmolino

ST. GERMAIN INVESTMENT MANAGEMENT
Northampton, MA 01060
Some features on this profile are disabled
CRD#: 1501556
Laura Ann Delmolino

Professional summary

Laura Ann Delmolino, CFP®, who also goes by Laura Ann Lazarczyk, is a registered financial advisor currently at ST. GERMAIN INVESTMENT MANAGEMENT located in Northampton, Massachusetts.

Laura is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1986. Laura has worked at 7 firms and has passed the Series 63, Series 65, Series 7TO, SIE, Series 3, Series 7 and Series 24 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Laura Ann Lazarczyk

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Mass. Maritime Academy Parents Association, at large Board Member, not investment-related, Buzzard's Bay, Massachusetts, public school, beginning 1/2022, 8-10 non-market hours per month.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Laura Ann Delmolino's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®

Certified Financial Planner

Start date: 2014

Experience

Current

July 7, 2022 - Present

ST. GERMAIN INVESTMENT MANAGEMENT

Office #1: 120 King Street, Northampton, MA 01060
RIA
CRD#: 155186
Northampton, MA
Past

May 19, 2021 - December 26, 2024

ST. GERMAIN SECURITIES, INC.

BD
CRD#: 3255
SPRINGFIELD, MA
Past

September 20, 2005 - June 25, 2012

AMERIPRISE FINANCIAL SERVICES, LLC

BD
CRD#: 6363
PITTSFIELD, MA
Past

April 14, 1999 - September 21, 2005

FIRST MONTAUK SECURITIES CORP.

BD
CRD#: 13755
RED BANK, NJ
Past

January 8, 1991 - April 5, 1999

A. G. EDWARDS & SONS, INC.

BD
CRD#: 4
ST. LOUIS, MO
Past

November 1, 1989 - October 30, 1990

IDS LIFE INSURANCE COMPANY

BD
CRD#: 6321
MINNEAPOLIS, MN
Past

November 1, 1989 - October 30, 1990

AMERIPRISE FINANCIAL SERVICES, LLC

BD
CRD#: 6363
MINNEAPOLIS, MN
Past

May 22, 1986 - November 18, 1989

LEHMAN BROTHERS INC.

BD
CRD#: 7506
NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SG
ST. GERMAIN INVESTMENT MANAGEMENT
GAGE-WILEY | ST. GERMAIN WEALTH MANAGEMENT GROUP | ST. GERMAIN INVESTMENT MANAGEMENT, INC. | ST. GERMAIN INVESTMENT MANAGEMENT | OCTOBER MOUNTAIN FINANCIAL ADVISORS | NEW ENGLAND CAPITAL

CRD#: 155186 / SEC#: 801-12471

RIA
Registered Investment Advisory firm - (12/30/1976 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Massachusetts
(7/7/2022)
IAR
Texas
(12/4/2023)

Exams

State Security Law Exam
RR
Series 63
Date: 6/23/2021
Uniform Securities Agent State Law Examination
State Security Law Exam
IAR
Series 65
Date: 11/14/2005
Uniform Investment Adviser Law Examination
General Industry/Product Exam
RR
Series 7TO
Date: 5/19/2021
General Securities Representative Examination
General Industry/Product Exam
RR
SIE
Date: 2/3/2021
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 3
Date: 9/1/1987
National Commodity Futures Examination
General Industry/Product Exam
RR
Series 7
Date: 5/17/1986
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 24
Date: 7/10/1999
General Securities Principal Examination

Current Firm

SG
ST. GERMAIN INVESTMENT MANAGEMENT
GAGE-WILEY | ST. GERMAIN WEALTH MANAGEMENT GROUP | ST. GERMAIN INVESTMENT MANAGEMENT, INC. | ST. GERMAIN INVESTMENT MANAGEMENT | OCTOBER MOUNTAIN FINANCIAL ADVISORS | NEW ENGLAND CAPITAL

CRD#: 155186 / SEC#: 801-12471

RIA
Registered Investment Advisory firm - (12/30/1976 Approved)
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Contact information

Main Address
1500 Main St 25th Floor, Springfield, MA 01115-1001
Mailing Address
Phone number
(413) 733-5111
Established
Firm type
Fiscal year end
# of Employees
42

SEC notice filing (42 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

AUGUST 2020 (3/26/2025)

Regulatory assets under management

Total Number of Accounts6,159
AUM (Assets Under Management)$ 3,099,684,697

Accountant surprise examination report

Filing DateForm ADV-E CoverForm ADV-E Report
12/17/2024
Cover Page
Report
01/22/2024
Cover Page
Report
12/20/2022
Cover Page
Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

ST. GERMAIN INVESTMENT MANAGEMENT

CRD#: 155186Northampton, MA 01060

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