AdvisorCheck - Find and Connect with Top Financial Advisors on Your Terms
Advisor Search
Why AdvisorCheck

We're Here To Help

AdvisorCheck empowers you to find, evaluate, and monitor financial advisors with confidence and clarity.

Advisor Monitoring

Financial advisor's situations can change, sometimes without notice. AdvisorCheck's Monitoring tool helps you avoid surprises and stay on top of your financial health.

Firm Stability Insights

The stability of your financial advisor's firm has a significant impact in the security and quality of service you receive. Our tool provides historical data and key insights over time to help you make informed, confident decisions.

Pricing
For Advisors
RB

Raymond H. Bovich

CETERA INVESTMENT ADVISERS
NEW HAVEN, CT 06513
CRD#: 1501542
Some features on this profile are disabled
RB
Raymond H BovichCETERA INVESTMENT ADVISERS

Professional summary

Raymond H Bovich, CFA, who also goes by Ray Bovich, Raymond Hugh Bovich, is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in New Haven, Connecticut and CETERA WEALTH SERVICES, LLC located in New Haven, Connecticut.

Raymond is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1987. Raymond has worked at 12 firms and has passed the Series 66, Series 63, SIE, Series 7, Series 3 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Ray Bovich | Raymond Hugh Bovich

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Raymond H Bovich's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFA

Chartered Financial Analyst

Experience

Current

June 29, 2023 - Present

CETERA INVESTMENT ADVISERS LLC

Office #1: 470 James Street, New Haven, CT 06513
RIA
CRD#: 105644
NEW HAVEN, CT
Current

February 16, 2023 - Present

CETERA WEALTH SERVICES, LLC

Office #1: 470 James Street, New Haven, CT 06513
BD
CRD#: 13572
NEW HAVEN, CT
Past

February 21, 2023 - June 29, 2023

CETERA WEALTH SERVICES, LLC

RIA
CRD#: 13572
EL SEGUNDO, CA
Past

November 19, 2014 - February 16, 2023

PARK AVENUE SECURITIES LLC

RIA
CRD#: 46173
NEW HAVEN, CT
Past

October 23, 2014 - February 16, 2023

PARK AVENUE SECURITIES LLC

BD
CRD#: 46173
NEW HAVEN, CT
Past

July 31, 2012 - October 1, 2014

WELLS FARGO CLEARING SERVICES, LLC

RIA
CRD#: 19616
ESSEX, CT
Past

July 31, 2012 - October 1, 2014

WELLS FARGO CLEARING SERVICES, LLC

BD
CRD#: 19616
ESSEX, CT
Past

December 14, 2010 - July 13, 2012

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA
CRD#: 7691
HARTFORD, CT
Past

November 30, 2010 - July 13, 2012

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

BD
CRD#: 7691
HARTFORD, CT
Past

July 27, 2009 - October 23, 2009

BNY MELLON SECURITIES CORPORATION

BD
CRD#: 231
BOSTON, MA
Past

May 30, 2000 - August 4, 2003

CALAMOS ADVISORS LLC

RIA
CRD#: 105758
NAPERVILLE, IL
Past

March 16, 1999 - July 1, 2003

CALAMOS FINANCIAL SERVICES LLC

BD
CRD#: 19850
NAPERVILLE, IL
Past

October 25, 1995 - June 7, 1996

MORGAN STANLEY DW INC.

BD
CRD#: 7556
PURCHASE, NY
Past

March 29, 1993 - July 13, 1995

DEUTSCHE BANK SECURITIES INC.

BD
CRD#: 2525
NEW YORK, NY
Past

April 25, 1991 - October 15, 1992

SBC WARBURG, INC.

BD
CRD#: 23745
NEW YORK, NY
Past

May 1, 1987 - March 22, 1991

DB ALEX. BROWN LLC

BD
CRD#: 17790
BALTIMORE, MD

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS

CRD#: 105644 / SEC#: 801-20406

RIA
Registered Investment Advisory firm - (1/13/1984 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Connecticut
(2/21/2023)
IAR
Connecticut
(6/29/2023)
RR
Florida
(2/17/2023)
RR
New Jersey
(2/21/2023)
RR
New York
(2/23/2023)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 12/10/2010
Uniform Combined State Law Examination
State Security Law Exam
RR
Series 63
Date: 9/18/1986
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 7/24/2009
General Securities Representative Examination
General Industry/Product Exam
RR
Series 3
Date: 8/31/1992
National Commodity Futures Examination
Principal/Supervisory Exam
RR
Series 24
Date: 9/15/1989
General Securities Principal Examination
SRO Registrations
RR
FINRA

Current Firm

CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS

CRD#: 105644 / SEC#: 801-20406

RIA
Registered Investment Advisory firm - (1/13/1984 Approved)
Loading...

Contact information

Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705

SEC notice filing (53 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Regulatory assets under management

Total Number of Accounts584,487
AUM (Assets Under Management)$ 163,792,814,520

Accountant surprise examination report

Filing DateForm ADV-E CoverForm ADV-E Report
10/27/2025
Cover Page
Report
12/13/2024
Cover Page
Report
09/26/2023
Cover Page
Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

CETERA INVESTMENT ADVISERS LLC

CRD#: 105644New Haven, CT 06513

TRUST BUT VERIFY

Monitor Raymond Bovich

Get automatic monthly alerts on:
Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates

Similar Advisors

Jeffrey Paul Meotti
Jeffrey MeottiAdvisorCheck Check Mark
MORGAN STANLEY
IAR
RR
MADISON, CT
footer-logo
How We Help
Advisor Search
Find Advisors by State
Blog
Glossary
For Advisors
About Us
Help Center
Terms Of UsePrivacy PolicySubscription Policy
Help Center
AdvisorCheck does not offer investment advice and should not replace discussions with professional accounting, tax, legal or financial advisors.© 2026 AdvisorCheck, an AIMR Analytics company. All rights reserved.