Raymond C. Nolte
Professional summary
Raymond Carl Nolte is a registered financial professional currently at HASTINGS CAPITAL GROUP, LLC located in New York, New York.
Raymond is registered as a RR (Registered Representative) and started their career in finance in 1987. Raymond has worked at 5 firms and has passed the Series 63, Series 99TO, SIE, Series 7, Series 30 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Raymond Carl Nolte's CRS (Customer Relationship Summary).
Certified licenses
Experience
July 19, 2010 - Present
HASTINGS CAPITAL GROUP, LLC
Office #1: 527 Madison Avenue - 4th Floor, New York, NY 10022September 30, 2005 - June 30, 2010
CITIGROUP GLOBAL MARKETS INC.
May 30, 2003 - July 6, 2005
DEAM INVESTOR SERVICES, INC.
January 13, 2001 - May 30, 2003
DEUTSCHE BANK SECURITIES INC.
May 1, 1987 - January 13, 2001
DB ALEX. BROWN LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(3/3/2015)
(7/19/2010)
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationFINRA
Current Firm
HASTINGS CAPITAL GROUP, LLC
CRD#: 142998 / SEC#: , 8-67517
Contact information
FINRA licenses (52 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| SCARAMUCCI, ANTHONY (NMN) | MANAGER, MEMBER, CHIEF EXECUTIVE OFFICER, GENERAL SECURITIES PRINCIPAL | 1983175 |
| MESSING, BRETT STUART | MANAGER, MEMBER | 2077288 |
| KIRSCHENBLAT, CHAD ETHAN | FINOP, PRINCIPAL FINANCIAL OFFICER, PRINCIPAL OPERATIONS OFFICER | 2503352 |
| NOBLE, ALEXANDRA MARIE | CHIEF COMPLIANCE OFFICER, GENERAL SECURITIES PRINCIPAL | 5341828 |
| URREY, MINNA KATARIINA | CHIEF ADMINISTRATIVE OFFICER, GENERAL SECURITIES PRINCIPAL | 5429274 |
| WRIGHT, JASON RALPH | PRESIDENT, MEMBER, GENERAL SECURITIES PRINCIPAL | 2940758 |
Red Flags
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