Robert D. Cromwell
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Robert Dale Cromwell, who also goes by Toby Cromwell, was a registered financial professional .
Robert is a previously registered financial professional and started their career in finance in 1986. Robert had worked at 13 firms and has passed the Series 63, Series 65, SIE, Series 3, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 20, 2013 - May 19, 2016
SCOUT INVESTMENTS, INC.
May 14, 2013 - May 19, 2016
DISTRIBUTION SERVICES, LLC
May 1, 2010 - February 25, 2013
COLUMBIA MANAGEMENT INVESTMENT DISTRIBUTORS, INC.
December 12, 2007 - May 1, 2010
BOFA DISTRIBUTORS, INC.
August 22, 2006 - April 30, 2007
BOSTON PARTNERS SECURITIES, L.L.C.
August 2, 2004 - April 18, 2005
TRANSAMERICA INVESTMENT MANAGEMENT, LLC
January 7, 2004 - April 28, 2005
TRANSAMERICA SECURITIES SALES CORPORATION
January 1, 1999 - March 11, 2002
GPC SECURITIES, INC.
March 21, 1991 - January 1, 1999
INVESCO DISTRIBUTORS, INC.
January 19, 1990 - March 14, 1990
FAIRCHILD FINANCIAL GROUP, INC.
October 30, 1987 - November 29, 1989
MARSHALL DAVIS, INC.
January 14, 1987 - October 15, 1987
PORTFOLIO ASSET MGT/USA FINANCIAL GROUP INC.
May 21, 1986 - February 3, 1987
INTERNATIONAL SECURITIES GROUP, LTD.
Primary Firm SEC Registration
SCOUT INVESTMENTS, INC.
CRD#: 111787 / SEC#: 801-60188
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
SCOUT INVESTMENTS, INC.
CRD#: 111787 / SEC#: 801-60188
Contact information
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 140 |
| AUM (Assets Under Management) | $ 33,033,194,860 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
