Keith R. Hering

KENNEDY INVESTMENT GROUP

Holicong, PA

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CRD#: 1496018

Professional summary

Keith Robert Hering, CIMA® is a registered financial advisor currently at KENNEDY INVESTMENT GROUP located in Holicong, Pennsylvania.

Keith is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1986. Keith has worked at 10 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 6, Series 9 and Series 10 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

(1)Name of Business: Hering Financial Services. Inc. Address: 5426 York Road, Holicong, PA, 18928, United States Activity Type: Support Company - Owner Position/Title: Other Investment Related: No Start Date: 07/08/2004 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: RJFS BOM

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Keith Robert Hering's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CIMA^®

Certified Investment Management Analyst

Experience

Current

September 30, 2022 - Present

KENNEDY INVESTMENT GROUP

RIA

CRD#: 322605

Holicong, PA

Past

January 2, 2009 - October 13, 2022

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

RIA

CRD#: 149018

HOLICONG, PA

Past

May 3, 2005 - January 2, 2009

RAYMOND JAMES FINANCIAL SERVICES, INC.

RIA

CRD#: 6694

HOLICONG, PA

Past

May 25, 2004 - October 13, 2022

RAYMOND JAMES FINANCIAL SERVICES, INC.

CRD#: 6694

HOLICONG, PA

Past

July 30, 1990 - May 19, 2004

EDWARD JONES

CRD#: 250

ST. LOUIS, MO

Past

January 15, 1990 - July 31, 1990

HAPOALIM SECURITIES USA, INC.

CRD#: 266

NEW YORK, NY

Past

October 19, 1989 - January 17, 1990

J F LOWE & COMPANY INCORPORATED

CRD#: 11830

Past

December 8, 1988 - October 25, 1989

PRINCETON SECURITIES CORPORATION

CRD#: 21613

SYOSSET, NY

Past

August 26, 1987 - December 21, 1987

INVESTORS BROKERAGE SERVICES, INC.

CRD#: 4257

Past

May 27, 1986 - January 5, 1987

THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES

CRD#: 4039

Past

May 27, 1986 - January 9, 1987

EQUITABLE ADVISORS, LLC

CRD#: 6627

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

KENNEDY INVESTMENT GROUP

KENNEDY INVESTMENT GROUP | KENNEDY INVESTMENT GROUP, INC.

CRD#: 322605 / SEC#: 801-126404

RIA

Registered Investment Advisory firm - (11/10/2022 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

New Jersey
(10/3/2022)

IAR

Pennsylvania
(9/30/2022)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 4/14/2005

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 7/28/1986

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 12/17/1988

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 5/23/1986

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 9

Date: 12/22/2004

General Securities Sales Supervisor - Options Module Examination

Principal/Supervisory Exam

Series 10

Date: 11/12/2004

General Securities Sales Supervisor - General Module Examination

Current Firm

KENNEDY INVESTMENT GROUP

KENNEDY INVESTMENT GROUP | KENNEDY INVESTMENT GROUP, INC.

CRD#: 322605 / SEC#: 801-126404

RIA

Registered Investment Advisory firm - (11/10/2022 Approved)

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Contact information

Main Address

196 Delaware Street, West Deptford, NJ 08086

Mailing Address

Phone number

(856) 853-0400

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (16 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

KIG DISCLOSURE BROCHURE (1/31/2025)

Regulatory assets under management

Total Number of Accounts	2,519
AUM (Assets Under Management)	$ 545,415,103

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Keith R. Hering

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Keith Robert Hering's CRS (Customer Relationship Summary).

Certified licenses

Experience

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

RAYMOND JAMES FINANCIAL SERVICES, INC.

RAYMOND JAMES FINANCIAL SERVICES, INC.

EDWARD JONES

HAPOALIM SECURITIES USA, INC.

J F LOWE & COMPANY INCORPORATED

PRINCETON SECURITIES CORPORATION

INVESTORS BROKERAGE SERVICES, INC.

THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES

EQUITABLE ADVISORS, LLC

Primary Firm SEC Registration

KENNEDY INVESTMENT GROUP

State Registrations and Notice Filings

Exams

Series 65

Date: 4/14/2005

Series 63

Date: 7/28/1986

SIE

Date: 10/1/2018

Series 7

Date: 12/17/1988

Series 6

Date: 5/23/1986

Series 9

Date: 12/22/2004

Series 10

Date: 11/12/2004

Current Firm

KENNEDY INVESTMENT GROUP

Contact information

SEC notice filing (16 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

KENNEDY INVESTMENT GROUP

TRUST BUT VERIFY

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