Michael P. Loden
Professional summary
Michael Pavell Loden, who also goes by Mike Loden, is a registered financial professional currently at THE LEADERS GROUP, INC. located in Summit, New Jersey.
Michael is registered as a RR (Registered Representative) and started their career in finance in 1986. Michael has worked at 8 firms and has passed the Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Michael Pavell Loden's CRS (Customer Relationship Summary).
Certified licenses
Experience
March 9, 2011 - Present
THE LEADERS GROUP, INC.
Office #1: 475 Springfield Ave, Summit, NJ 07901January 22, 2008 - August 31, 2009
P.J. ROBB VARIABLE, LLC
February 23, 2007 - December 31, 2007
UNDERWRITERS EQUITY CORPORATION
January 15, 2003 - July 6, 2006
GBS RETIREMENT SERVICES, INC.
February 4, 2000 - October 18, 2001
NATIONAL PLANNING CORPORATION
January 23, 1998 - February 28, 2000
VESTAX SECURITIES CORPORATION
April 12, 1995 - December 31, 1997
LPL FINANCIAL LLC
June 16, 1986 - April 11, 1995
MUTUAL SERVICE CORPORATION
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(3/9/2011)
Exams
FINRA
Current Firm
THE LEADERS GROUP, INC.
CRD#: 37157 / SEC#: , 8-47639
Contact information
FINRA licenses (52 States and Territories)
Disclosures
| Regulatory Event | 4 |
Red Flags
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