Susan B. Gomez
Professional summary
Susan Bowden Gomez, CFP®, who also goes by Sue Lee Bowden, Susan L Bowden, Susan Lee Bowden, Sue Bowden Gomez, Susan Lee Oreilly, Susan Oreilly, Sue Oreilly, is a registered financial advisor currently at KONNECT HEALTH AND WEALTH located in New Braunfels, Texas and LUTHER KING CAPITAL MANAGEMENT CORPORATION located in San Antonio, Texas.
Susan is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1986. Susan has worked at 5 firms and has passed the Series 63, Series 7, Series 6 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Susan Bowden Gomez's CRS (Customer Relationship Summary).
Certified licenses
Start date: 2005
Experience
March 4, 2013 - Present
KONNECT HEALTH AND WEALTH
September 8, 2023 - Present
LUTHER KING CAPITAL MANAGEMENT CORPORATION
Office #1: 5121 Broadway, San Antonio, TX 78209April 6, 2023 - September 8, 2023
TPB WEALTH ADVISORS, LLC
July 28, 2008 - March 5, 2013
SIGNAL SECURITIES, INC.
July 28, 2008 - March 5, 2013
SIGNAL SECURITIES, INC.
May 7, 1986 - July 30, 2008
FORESTERS FINANCIAL SERVICES, INC.
Primary Firm SEC Registration
LUTHER KING CAPITAL MANAGEMENT CORPORATION
CRD#: 110093 / SEC#: 801-14458
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(3/4/2013)
Exams
Current Firm
LUTHER KING CAPITAL MANAGEMENT CORPORATION
CRD#: 110093 / SEC#: 801-14458
Contact information
SEC notice filing (30 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 3,608 |
| AUM (Assets Under Management) | $ 30,147,517,560 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 09/20/2024 | ||
| 08/11/2023 | ||
| 12/09/2022 |
Red Flags
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