Christopher O. Cassell
Professional summary
Christopher Ollan Cassell, who also goes by Chris Cassell, is a registered financial professional currently at MESIROW FINANCIAL, INC. located in Brentwood, Tennessee.
Christopher is registered as a RR (Registered Representative) and started their career in finance in 1986. Christopher has worked at 6 firms and has passed the Series 63, Series 52TO, SIE, Series 3, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Christopher Ollan Cassell's CRS (Customer Relationship Summary).
Certified licenses
Experience
May 31, 2011 - Present
MESIROW FINANCIAL, INC.
Office #1: 3 Maryland Farms Suite 325, Brentwood, TN 37027February 5, 1997 - June 13, 2011
GOLDMAN SACHS & CO. LLC
May 14, 1988 - February 11, 1997
LEHMAN BROTHERS INC.
December 14, 1987 - May 14, 1988
E. F. HUTTON & COMPANY INC
August 6, 1986 - November 5, 1987
L. F. ROTHSCHILD & CO. INCORPORATED
May 6, 1986 - March 29, 1989
WR LAZARD, LAIDLAW INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(6/3/2011)
(11/18/2011)
(6/3/2011)
(10/10/2019)
(7/19/2011)
(6/3/2011)
(5/31/2011)
(2/14/2020)
(12/17/2012)
(6/18/2015)
Exams
Series 52TO
Date: 1/2/2023
Municipal Securities Representative ExaminationFINRA
Nasdaq Stock Market
Current Firm
MESIROW FINANCIAL, INC.
CRD#: 2764 / SEC#: , 8-28816
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| MESIROW FINANCIAL HOLDINGS, INC. | MAJORITY SHAREHOLDER | |
| MESIROW FINANCIAL SERVICES, INC. | MINORITY SHAREHOLDER | |
| PRICE, RICHARD SCOTT | DIRECTOR | 367760 |
| FARR, CHRISTOPHER DAYNE | CFO | 3239925 |
| HAYES, MARY JO MOON | CHIEF COMPLIANCE OFFICER | 1196353 |
| JACOBSON, STEPHEN DAVID | SENIOR MANAGING DIRECTOR | 1353790 |
| KEIG, JESSE JOSEPH | DIRECTOR | 5268961 |
| LEVINE, JEFFREY MICHAEL | CEO/PRESIDENT | 5627249 |
| OAKLEY, ADAM JOEL | SENIOR MANAGING DIRECTOR, INVESTMENT BANKING | 4795934 |
| PRICE, BRIAN DAVID | CHAIRMAN, INVESTMENT BANKING DIVISION | 5192466 |
| WALDROP, TODD E. | SENIOR MANAGING DIRECTOR | 4194147 |
Disclosures
| Regulatory Event | 18 |
| Civil Event | 1 |
| Bond | 2 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
