Patricia J. Branco
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Patricia Joanne Branco, who also goes by Patricia Branco, Patti Branco, Patricia Joanne Patterson, Patricia Patterson, Patti Patterson, Patricia Joanne Santo, was a registered financial professional .
Patricia is a previously registered financial professional and started their career in finance in 1986. Patricia had worked at 10 firms and has passed the Series 63, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 17, 2011 - April 24, 2012
SOUTHEAST INVESTMENTS, N.C., INC.
April 8, 2004 - December 31, 2010
CUSO FINANCIAL SERVICES, L.P.
June 4, 2003 - March 12, 2004
LPL FINANCIAL LLC
July 27, 1999 - June 10, 2003
CUSO FINANCIAL SERVICES, L.P.
July 1, 1999 - August 2, 1999
U.S. BANCORP ADVISORS, LLC
January 23, 1997 - July 8, 1999
CAL FED INVESTMENTS
May 1, 1995 - December 5, 1996
ASB FINANCIAL SERVICES
December 7, 1994 - June 8, 1995
GUARANTY BROKERAGE SERVICES, INC.
February 8, 1989 - July 28, 1994
CAL FED INVESTMENTS
February 19, 1988 - January 11, 1989
DETWILER FENTON WEALTH MANAGEMENT INC
March 12, 1987 - February 22, 1988
FITZGERALD, DEARMAN & ROBERTS, INC.
May 23, 1986 - March 10, 1987
BLINDER, ROBINSON & CO., INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
SOUTHEAST INVESTMENTS, N.C., INC.
CRD#: 43035 / SEC#: , 8-50127
Contact information
FINRA licenses (51 States and Territories)
Disclosures
| Regulatory Event | 3 |
| Arbitration | 3 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
