Mark Lee Loomis
Professional Summary
Mark Lee Loomis is a registered financial advisor currently at RIVER WEALTH ADVISORS LLC located in Camp Hill, Pennsylvania. Mark is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1986. Mark has worked at 6 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 8 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
Similar Advisors
J. W. COLE ADVISORS, INC.
OSAIC WEALTH, INC.
PNC WEALTH MANAGEMENT LLC
SCHWAB WEALTH ADVISORY, INC.
Videos & Posts
This advisor has not added any videos or posts yet.
Similar Advisors
J. W. COLE ADVISORS, INC.
OSAIC WEALTH, INC.
PNC WEALTH MANAGEMENT LLC
SCHWAB WEALTH ADVISORY, INC.
Contact Information
xxxxx@xxxx.xxx
Similar Advisors
J. W. COLE ADVISORS, INC.
OSAIC WEALTH, INC.
PNC WEALTH MANAGEMENT LLC
SCHWAB WEALTH ADVISORY, INC.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
Similar Advisors
J. W. COLE ADVISORS, INC.
OSAIC WEALTH, INC.
PNC WEALTH MANAGEMENT LLC
SCHWAB WEALTH ADVISORY, INC.
Years of Experience
40 years registered in the securities industry
Current & Past Employments
Current
Past
Similar Advisors
J. W. COLE ADVISORS, INC.
OSAIC WEALTH, INC.
PNC WEALTH MANAGEMENT LLC
SCHWAB WEALTH ADVISORY, INC.
Current Firm
LAN CAPITAL LLC | RIVER WEALTH ADVISORS LLC
Contact Information
Main Address
100 Corporate Center Drive Suite 102, Camp Hill, PA 17011Phone Number
(717) 888-9830# of Employees
20SEC notice filing (21 States and Territories)
Registered to provide investment advisory services in 21 US states and territories.
Documents
Part 2 Brochures
Regulatory Assets Under Management
Total Number of Accounts
2,589AUM (Assets Under Management)
$1,469,312,573Similar Advisors
J. W. COLE ADVISORS, INC.
OSAIC WEALTH, INC.
PNC WEALTH MANAGEMENT LLC
SCHWAB WEALTH ADVISORY, INC.
Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
Similar Advisors
J. W. COLE ADVISORS, INC.
OSAIC WEALTH, INC.
PNC WEALTH MANAGEMENT LLC
SCHWAB WEALTH ADVISORY, INC.
Primary Firm SEC Registration
LAN CAPITAL LLC | RIVER WEALTH ADVISORS LLC
State Registrations and Notice Filings
(9/8/2016)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 8 — General Securities Sales Supervisor Examination (Options Module & General Module)
Passed Jul 1991Similar Advisors
J. W. COLE ADVISORS, INC.
OSAIC WEALTH, INC.
PNC WEALTH MANAGEMENT LLC
SCHWAB WEALTH ADVISORY, INC.
CRS (Client Relationship Summary) - RIA
Click below to view Mark Lee Loomis's CRS (Customer Relationship Summary).
Similar Advisors
J. W. COLE ADVISORS, INC.
OSAIC WEALTH, INC.
PNC WEALTH MANAGEMENT LLC
SCHWAB WEALTH ADVISORY, INC.