Mark L. Loomis

RIVER WEALTH ADVISORS LLC

Camp Hill, PA 17011

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CRD#: 1493585

Professional summary

Mark Lee Loomis is a registered financial advisor currently at RIVER WEALTH ADVISORS LLC located in Camp Hill, Pennsylvania.

Mark is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1986. Mark has worked at 6 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 8 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Mark Lee Loomis's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

September 8, 2016 - Present

RIVER WEALTH ADVISORS LLC

Office #1: 100 Corporate Center Drive Suite 102, Camp Hill, PA 17011

RIA

CRD#: 173767

Camp Hill, PA

Past

November 16, 1990 - July 20, 2015

CHARLES SCHWAB & CO., INC.

CRD#: 5393

HARRISBURG, PA

Past

July 5, 1989 - November 15, 1990

NYLIFE SECURITIES LLC

CRD#: 5167

NEW YORK, NY

Past

January 27, 1989 - July 15, 1989

KEOGLER, MORGAN & COMPANY, INC.

CRD#: 16546

ATLANTA, GA

Past

May 5, 1988 - November 21, 1988

INVEST FINANCIAL CORPORATION

CRD#: 12984

APPLETON, WI

Past

May 22, 1986 - April 14, 1988

LEGG MASON WARREN YORK, INC.

CRD#: 873

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

RIVER WEALTH ADVISORS LLC

LAN CAPITAL LLC | RIVER WEALTH ADVISORS LLC

CRD#: 173767 / SEC#: 801-80629

RIA

Registered Investment Advisory firm - (11/28/2014 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Pennsylvania
(9/8/2016)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 9/8/2016

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 5/29/1986

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 7/20/2015

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 5/17/1986

General Securities Representative Examination

Principal/Supervisory Exam

Series 8

Date: 7/25/1991

General Securities Sales Supervisor Examination (Options Module & General Module)

Current Firm

RIVER WEALTH ADVISORS LLC

LAN CAPITAL LLC | RIVER WEALTH ADVISORS LLC

CRD#: 173767 / SEC#: 801-80629

RIA

Registered Investment Advisory firm - (11/28/2014 Approved)

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Contact information

Main Address

100 Corporate Center Drive Suite 102, Camp Hill, PA 17011

Mailing Address

Phone number

(717) 888-9830

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (18 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

RIVER WEALTH ADVISORS LLC FORM ADV PART 2A BROCHURE (3/27/2025)

Regulatory assets under management

Total Number of Accounts	2,422
AUM (Assets Under Management)	$ 1,257,151,714

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

xxxxx@xxxx.xxx

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Advisor Monitoring

Firm Stability Insights

Mark L. Loomis

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Mark Lee Loomis's CRS (Customer Relationship Summary).

Certified licenses

Experience

CHARLES SCHWAB & CO., INC.

NYLIFE SECURITIES LLC

KEOGLER, MORGAN & COMPANY, INC.

INVEST FINANCIAL CORPORATION

LEGG MASON WARREN YORK, INC.

Primary Firm SEC Registration

RIVER WEALTH ADVISORS LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 9/8/2016

Series 63

Date: 5/29/1986

SIE

Date: 7/20/2015

Series 7

Date: 5/17/1986

Series 8

Date: 7/25/1991

Current Firm

RIVER WEALTH ADVISORS LLC

Contact information

SEC notice filing (18 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

RIVER WEALTH ADVISORS LLC

TRUST BUT VERIFY

Contact information

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