Steven Matza
Professional summary
Steven Matza, who also goes by Steven M Matza, Steven M. Matza, Steven Morris Matza, is a registered financial professional currently at CITIZENS JMP SECURITIES, LLC located in San Francisco, California.
Steven is registered as a RR (Registered Representative) and started their career in finance in 1995. Steven has worked at 8 firms and has passed the Series 16 exam.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Steven Matza's CRS (Customer Relationship Summary).
Certified licenses
Experience
April 27, 2021 - Present
CITIZENS JMP SECURITIES, LLC
Office #1: 101 California Street Suite 1700, San Francisco, CA 94111October 3, 2018 - May 2, 2019
BOFA SECURITIES, INC.
July 24, 2013 - May 2, 2019
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
May 9, 2013 - July 23, 2013
LADENBURG THALMANN & CO. INC.
June 9, 2004 - February 6, 2013
UBS FINANCIAL SERVICES INC.
June 19, 2002 - February 6, 2013
UBS SECURITIES LLC
July 8, 1998 - November 13, 2001
COMMERZ MARKETS LLC
December 18, 1995 - September 10, 1997
NATWEST SECURITIES CORPORATION
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
FINRA
Current Firm
CITIZENS JMP SECURITIES, LLC
CRD#: 22208 / SEC#: , 8-39613
Contact information
FINRA licenses (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| JMP HOLDING LLC | PARENT COMPANY | |
| CONROY, WALTER IVOR | GENERAL COUNSEL | 6641487 |
| GREGORY, JOHN | PRESIDENT | 4600619 |
| JACKSON, RAYMOND SIVA | CHIEF FINANCIAL OFFICER | 5563363 |
| MANNING, SIMON STONE | SENIOR REGISTERED OPTIONS PRINCIPAL (SROP) | 1941279 |
| MCLAUGHLIN, BRENDAN | CHIEF COMPLIANCE OFFICER | 2562815 |
| O'DAY, JAMES CORTLAND | HEAD OF EQUITIES | 5618215 |
| SLADER, GAVIN WILLEY | HEAD OF INVESTMENT BANKING | 4130019 |
| SPURR, JEFFREY HOLMES | HEAD OF RESEARCH | 1384716 |
| SUCHY, GREGORY JOHN | CHIEF OPERATING OFFICER / PRINCIPAL OPERATIONS OFFICER | 5907019 |
| WHITEHEAD, AIDAN PETER | HEAD OF TRADING & SALES TRADING | 2474257 |
| XIAO, ZHUO VIVIAN XUAN | FINOP | 5121578 |
Disclosures
| Regulatory Event | 6 |
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